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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 8 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 FIW FIRST TR EXCHANGE-TRADED FD 44,988.0 $5.1M 0.14% NEW $112.35 -10.1%
142 KO COCA COLA CO Consumer Defensive 75,373.0 $5.0M 0.14% NEW $66.32 +21.9%
143 ETN EATON CORP PLC Industrials 13,265.0 $5.0M 0.14% NEW $374.25 +6.7%
144 IWM ISHARES TR 20,412.0 $4.9M 0.14% NEW $241.96 +14.1%
145 ZALT INNOVATOR ETFS TRUST 154,572.0 $4.9M 0.14% NEW $31.88 +5.5%
146 FVD FIRST TR EXCHANGE-TRADED FD 104,447.0 $4.8M 0.14% NEW $46.24 +2.4%
147 T AT&T INC Communication Services 169,617.0 $4.8M 0.14% NEW $28.24 -14.9%
148 DLN WISDOMTREE TR 54,837.0 $4.8M 0.14% NEW $87.03 +9.3%
149 WFC WELLS FARGO CO NEW Financial Services 56,831.0 $4.8M 0.14% NEW $83.82 -12.4%
150 DUK DUKE ENERGY CORP NEW Utilities 37,970.0 $4.7M 0.13% NEW $123.75 -2.3%
151 BLV VANGUARD BD INDEX FDS 65,220.0 $4.6M 0.13% NEW $70.85 -5.3%
152 FLRT PACER FDS TR 97,401.0 $4.6M 0.13% NEW $47.39 -1.1%
153 SHOP SHOPIFY INC Technology 30,811.0 $4.6M 0.13% NEW $148.61 -32.5%
154 BFRZ INNOVATOR ETFS TRUST 172,463.0 $4.6M 0.13% NEW $26.54 +1.1%
155 BA BOEING CO Industrials 21,075.0 $4.5M 0.13% NEW $215.83 +2.2%
156 DE DEERE & CO Industrials 9,922.0 $4.5M 0.13% NEW $457.28 +22.9%
157 MU MICRON TECHNOLOGY INC Technology 27,060.0 $4.5M 0.13% NEW $167.32 +333.1%
158 JAAA JANUS DETROIT STR TR 88,465.0 $4.5M 0.13% NEW $50.78 -0.3%
159 ALAB ASTERA LABS INC Technology 22,890.0 $4.5M 0.13% NEW $195.80 +10.1%
160 VAW VANGUARD WORLD FD 21,680.0 $4.4M 0.13% NEW $204.86 +10.6%
Page 8 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%