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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 9 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 GE GE AEROSPACE Industrials 14,716.0 $4.4M 0.13% NEW $300.82 -5.3%
162 FPE FIRST TR EXCH TRADED FD III 242,303.0 $4.4M 0.13% NEW $18.24 -1.2%
163 AIRR FIRST TR EXCHANGE TRADED FD 45,349.0 $4.4M 0.12% NEW $96.68 +29.6%
164 MINT PIMCO ETF TR 43,374.0 $4.4M 0.12% NEW $100.69 -0.1%
165 GJAN FIRST TR EXCHNG TRADED FD VI 104,192.0 $4.3M 0.12% NEW $41.67 +6.9%
166 MTUM ISHARES TR 16,908.0 $4.3M 0.12% NEW $256.45 +14.4%
167 FDL FIRST TR EXCHANGE-TRADED FD 98,173.0 $4.3M 0.12% NEW $43.41 +15.4%
168 NOBL PROSHARES TR 41,256.0 $4.3M 0.12% NEW $103.07 +3.2%
169 DIS DISNEY WALT CO Communication Services 37,079.0 $4.2M 0.12% NEW $114.50 -9.1%
170 FTCS FIRST TR EXCHANGE-TRADED FD 45,170.0 $4.2M 0.12% NEW $93.64 -0.0%
171 PANW PALO ALTO NETWORKS INC Technology 20,714.0 $4.2M 0.12% NEW $203.62 +21.7%
172 IDMO INVESCO EXCH TRADED FD TR II 77,668.0 $4.2M 0.12% NEW $53.99 +9.4%
173 J P MORGAN EXCHANGE TRADED F 66,546.0 $4.2M 0.12% NEW $62.91
174 FTSM FIRST TR EXCHANGE-TRADED FD 69,609.0 $4.2M 0.12% NEW $59.92 -0.1%
175 RTX RTX CORPORATION Industrials 24,781.0 $4.1M 0.12% NEW $167.33 +3.9%
176 JBND J P MORGAN EXCHANGE TRADED F 76,315.0 $4.1M 0.12% NEW $54.16 -2.2%
177 MDT MEDTRONIC PLC Healthcare 43,162.0 $4.1M 0.12% NEW $95.24 -19.4%
178 KNG FIRST TR EXCHANGE-TRADED FD 83,257.0 $4.1M 0.12% NEW $49.31 -1.7%
179 ICSH ISHARES TR 80,870.0 $4.1M 0.12% NEW $50.75 -0.4%
180 AMGN AMGEN INC Healthcare 14,504.0 $4.1M 0.12% NEW $282.21 +14.7%
Page 9 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%