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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 10 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 IGEB ISHARES TR 21,157.0 $966K 0.03% -2K -10.2% $45.66 -2.3%
182 IWY ISHARES TR 3,474.0 $962K 0.03% -286.0 -7.6% $276.92 +5.3%
183 RPG INVESCO EXCHANGE TRADED FD T 20,495.0 $957K 0.03% -830.0 -3.9% $46.68 +19.9%
184 PKST PEAKSTONE REALTY TRUST Real Estate 101,779.0 $947K 0.03% -13K -11.5% $9.31 +125.6%
185 CMI CUMMINS INC Industrials 1,314.0 $927K 0.03% -26.0 -1.9% $705.24 -3.9%
186 SCHM SCHWAB STRATEGIC TR 30,455.0 $916K 0.03% -324.0 -1.1% $30.07 +12.4%
187 POWA INVESCO EXCH TRD SLF IDX FD 10,137.0 $912K 0.03% -225.0 -2.2% $89.94 -4.0%
188 LNC LINCOLN NATL CORP IND Financial Services 20,467.0 $911K 0.03% -669.0 -3.2% $44.53 -22.8%
189 BSCU INVESCO EXCH TRD SLF IDX FD 53,645.0 $908K 0.03% -3K -5.6% $16.92 -2.1%
190 IXN ISHARES TR 8,644.0 $908K 0.03% -546.0 -5.9% $105.00 +24.7%
191 WELL WELLTOWER INC Real Estate 4,864.0 $903K 0.03% -3K -41.3% $185.61 +15.2%
192 PJUL INNOVATOR ETFS TRUST 19,348.0 $898K 0.03% -392.0 -2.0% $46.43 +4.1%
193 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 69,542.0 $896K 0.03% -9K -11.8% $12.88 -13.9%
194 OUSM ALPS ETF TR 20,450.0 $895K 0.03% -2K -8.8% $43.74 +5.3%
195 ALL ALLSTATE CORP Financial Services 4,260.0 $887K 0.02% -647.0 -13.2% $208.13 +4.4%
196 MAR MARRIOTT INTL INC NEW Consumer Cyclical 2,770.0 $860K 0.02% -123.0 -4.2% $310.29 +13.8%
197 EMR EMERSON ELEC CO Industrials 6,387.0 $848K 0.02% -463.0 -6.8% $132.72 +0.2%
198 PAYX PAYCHEX INC Industrials 7,548.0 $847K 0.02% -1K -13.9% $112.18 -18.4%
199 VIS VANGUARD WORLD FD 2,832.0 $845K 0.02% -287.0 -9.2% $298.43 +11.5%
200 GLDM WORLD GOLD TR Financial Services 9,877.0 $843K 0.02% -395.0 -3.9% $85.37 +5.7%
Page 10 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%