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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 13 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 ALAB ASTERA LABS INC Technology 3,918.0 $652K 0.02% -19K -82.9% $166.36 +34.7%
242 XLRE SELECT SECTOR SPDR TR 15,892.0 $641K 0.02% -1K -7.6% $40.35 +8.2%
243 LNG CHENIERE ENERGY INC Energy 3,258.0 $640K 0.02% -17.0 -0.5% $196.56 +25.4%
244 TFC TRUIST FINL CORP Financial Services 12,808.0 $630K 0.02% -1K -9.2% $49.21 -5.6%
245 PBI PITNEY BOWES INC Industrials 59,345.0 $627K 0.02% -1K -1.7% $10.57 +54.7%
246 VOX VANGUARD WORLD FD 3,217.0 $623K 0.02% -706.0 -18.0% $193.60 +1.1%
247 FIIG FIRST TR EXCHANGE-TRADED FD 29,249.0 $620K 0.02% -26K -47.0% $21.20 -3.5%
248 PFF ISHARES TR 19,947.0 $618K 0.02% -200.0 -1.0% $30.96 +0.2%
249 GNW GENWORTH FINL INC Financial Services 66,974.0 $605K 0.02% -457.0 -0.7% $9.03 +2.1%
250 FNV FRANCO NEV CORP Basic Materials 1,591.0 $599K 0.02% -258.0 -13.9% $376.54 -40.4%
251 RSG REPUBLIC SVCS INC Industrials 2,821.0 $598K 0.02% -173.0 -5.8% $211.93 +1.9%
252 PACER FDS TR 15,915.0 $597K 0.02% -8K -33.6% $37.49
253 CCL CARNIVAL CORP Consumer Cyclical 19,239.0 $588K 0.02% -487.0 -2.5% $30.54 -22.1%
254 IAUG INNOVATOR ETFS TRUST 20,059.0 $571K 0.02% -13K -39.5% $28.46 +4.0%
255 BUFG FIRST TR EXCHNG TRADED FD VI 21,202.0 $566K 0.02% -5K -19.8% $26.70 +8.3%
256 BJAN INNOVATOR ETFS TRUST 9,952.0 $559K 0.01% -137.0 -1.4% $56.16 +3.1%
257 FNX FIRST TR EXCHANGE-TRADED ALP 4,408.0 $555K 0.01% -676.0 -13.3% $125.97 +6.2%
258 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 1,572.0 $551K 0.01% -90.0 -5.4% $350.45 +12.0%
259 FTSL FIRST TR EXCHANGE-TRADED FD 11,966.0 $549K 0.01% -700.0 -5.5% $45.88 -1.7%
260 UITB VICTORY PORTFOLIOS II 11,507.0 $545K 0.01% -1K -10.0% $47.36 -2.5%
Page 13 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%