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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 14 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 FQAL FIDELITY COVINGTON TRUST 7,190.0 $543K 0.01% -87.0 -1.2% $75.59 +5.3%
262 GEHC GE HEALTHCARE TECHNOLOGIES I Healthcare 6,591.0 $541K 0.01% -885.0 -11.8% $82.02 -24.9%
263 NI NISOURCE INC Utilities 12,912.0 $539K 0.01% -1K -8.2% $41.76 +11.0%
264 KTOS KRATOS DEFENSE & SEC SOLUTIO Industrials 7,062.0 $536K 0.01% -409.0 -5.5% $75.91 -29.2%
265 FIRST TR EXCHNG TRADED FD VI 24,559.0 $536K 0.01% -1K -4.5% $21.82
266 GDXJ VANECK ETF TRUST 4,706.0 $535K 0.01% -2K -27.5% $113.78 +1.7%
267 FANG DIAMONDBACK ENERGY INC Energy 3,526.0 $530K 0.01% -889.0 -20.1% $150.31 +36.3%
268 SPTM SPDR SERIES TRUST 6,387.0 $527K 0.01% -115.0 -1.8% $82.50 +8.1%
269 BLOCK INC 7,934.0 $516K 0.01% -10K -54.9% $65.09
270 CMCSA COMCAST CORP NEW Communication Services 17,073.0 $510K 0.01% -1K -6.8% $29.89 -15.7%
271 PGR PROGRESSIVE CORP Financial Services 2,230.0 $508K 0.01% -519.0 -18.9% $227.70 -11.1%
272 IFRA ISHARES TR 9,500.0 $500K 0.01% -105.0 -1.1% $52.62 +14.2%
273 SKT TANGER INC Real Estate 14,908.0 $497K 0.01% -995.0 -6.3% $33.37 +6.9%
274 HYD VANECK ETF TRUST 9,644.0 $493K 0.01% -260.0 -2.6% $51.12 -1.1%
275 TECHNIPFMC PLC 10,996.0 $490K 0.01% -511.0 -4.4% $44.56
276 BMAY INNOVATOR ETFS TRUST 10,770.0 $483K 0.01% -310.0 -2.8% $44.82 +4.7%
277 XSHQ INVESCO EXCH TRADED FD TR II 11,404.0 $480K 0.01% -221.0 -1.9% $42.10 +6.7%
278 ZS ZSCALER INC Technology 2,130.0 $479K 0.01% -1K -37.4% $224.97 -22.1%
279 INGERSOLL RAND INC 6,020.0 $477K 0.01% -1K -16.1% $79.22
280 OXY OCCIDENTAL PETE CORP Energy 11,553.0 $475K 0.01% -466.0 -3.9% $41.12 +45.5%
Page 14 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%