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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 16 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 FELG FIDELITY COVINGTON TRUST 10,602.0 $442K 0.01% -787.0 -6.9% $41.70 +5.6%
302 SCHP SCHWAB STRATEGIC TR 16,670.0 $442K 0.01% -96.0 -0.6% $26.49 +0.7%
303 SYY SYSCO CORP Consumer Defensive 5,912.0 $436K 0.01% -201.0 -3.3% $73.69 -1.1%
304 LEU CENTRUS ENERGY CORP Energy 1,786.0 $434K 0.01% -830.0 -31.7% $242.76 -26.2%
305 SLB SLB LIMITED Energy 11,271.0 $433K 0.01% -333.0 -2.9% $38.44 +43.7%
306 INTU INTUIT Technology 646.0 $424K 0.01% -985.0 -60.4% $657.05 -40.3%
307 PMAR INNOVATOR ETFS TRUST 9,414.0 $423K 0.01% -1K -9.6% $44.94 +5.2%
308 FDEC FIRST TR EXCHNG TRADED FD VI 8,252.0 $422K 0.01% -64K -88.7% $51.18 +5.2%
309 MDLZ MONDELEZ INTL INC Consumer Defensive 7,841.0 $422K 0.01% -2K -20.7% $53.86 +13.2%
310 STRL STERLING INFRASTRUCTURE INC Industrials 1,439.0 $416K 0.01% -69.0 -4.6% $289.14 +185.7%
311 LYB LYONDELLBASELL INDUSTRIES N Basic Materials 9,436.0 $407K 0.01% -3K -23.6% $43.15 +68.3%
312 DOV DOVER CORP Industrials 2,076.0 $405K 0.01% -188.0 -8.3% $195.25 +7.9%
313 PRFZ INVESCO EXCHANGE TRADED FD T 8,791.0 $403K 0.01% -233.0 -2.6% $45.89 +8.1%
314 AMT AMERICAN TOWER CORP NEW Real Estate 2,443.0 $403K 0.01% -242.0 -9.0% $164.98 +3.8%
315 BTI BRITISH AMERN TOB PLC Consumer Defensive 7,102.0 $402K 0.01% -405.0 -5.4% $56.62 +17.4%
316 COIN COINBASE GLOBAL INC Financial Services 1,822.0 $401K 0.01% -217.0 -10.6% $219.89 -13.9%
317 APOS APOLLO GLOBAL MGMT INC Financial Services 2,765.0 $400K 0.01% -875.0 -24.0% $144.75 -82.0%
318 BROS DUTCH BROS INC Consumer Cyclical 6,490.0 $397K 0.01% -730.0 -10.1% $61.22 -15.4%
319 TACK CAPITOL SER TR 13,235.0 $397K 0.01% -19K -58.6% $29.97 +3.1%
320 FDRR FIDELITY COVINGTON TRUST 6,429.0 $392K 0.01% -69.0 -1.1% $61.02 +6.1%
Page 16 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%