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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 18 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 SBSW SIBANYE STILLWATER LTD Basic Materials 24,774.0 $353K 0.01% -9K -27.5% $14.25 -7.6%
342 URNM SPROTT FDS TR 6,418.0 $352K 0.01% -57.0 -0.9% $54.89 +9.6%
343 ECL ECOLAB INC Basic Materials 1,356.0 $352K 0.01% -2K -58.2% $259.59 -4.1%
344 SRE SEMPRA Utilities 3,928.0 $347K 0.01% -28.0 -0.7% $88.28 +5.2%
345 GBF ISHARES TR 3,272.0 $343K 0.01% -22.0 -0.7% $104.70 -1.8%
346 EMB ISHARES TR 3,553.0 $342K 0.01% -132.0 -3.6% $96.29 -1.6%
347 HYS PIMCO ETF TR 3,599.0 $341K 0.01% -40.0 -1.1% $94.82 -1.9%
348 SYM SYMBOTIC INC Industrials 5,703.0 $339K 0.01% -250.0 -4.2% $59.50 -15.7%
349 VOOV VANGUARD ADMIRAL FDS INC 1,646.0 $337K 0.01% -43.0 -2.5% $204.85 +5.4%
350 PYPL PAYPAL HLDGS INC Financial Services 5,787.0 $336K 0.01% -630.0 -9.8% $58.14 -22.5%
351 WSM WILLIAMS SONOMA INC Consumer Cyclical 1,883.0 $336K 0.01% -104.0 -5.2% $178.56 -2.7%
352 FMHI FIRST TR EXCH TRADED FD III 6,942.0 $333K 0.01% -3K -32.2% $47.93 -0.3%
353 PNC PNC FINL SVCS GROUP INC Financial Services 1,574.0 $329K 0.01% -144.0 -8.4% $208.71 +2.3%
354 SBLK STAR BULK CARRIERS CORP. Industrials 17,054.0 $328K 0.01% -6K -25.8% $19.22 +38.8%
355 SFL SFL CORPORATION LTD Industrials 41,699.0 $327K 0.01% -69K -62.4% $7.83 +60.6%
356 FITB FIFTH THIRD BANCORP Financial Services 6,960.0 $326K 0.01% -1K -15.1% $46.81 +1.9%
357 PBR PETROLEO BRASILEIRO SA PETRO Energy 27,179.0 $325K 0.01% -944.0 -3.4% $11.97 +65.3%
358 CIEN CIENA CORP Technology 1,385.0 $324K 0.01% -39.0 -2.7% $233.87 +137.1%
359 GSLC GOLDMAN SACHS ETF TR 2,444.0 $324K 0.01% -214.0 -8.1% $132.37 +5.8%
360 XSVM INVESCO EXCHANGE TRADED FD T 5,618.0 $321K 0.01% -169.0 -2.9% $57.14 +12.4%
Page 18 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%