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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 19 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 30,277.0 $317K 0.01% -4K -12.5% $10.48 +15.2%
362 MDYG SPDR SERIES TRUST 3,407.0 $315K 0.01% -724.0 -17.5% $92.43 +13.8%
363 OBIL RBB FD INC 6,238.0 $313K 0.01% -1K -14.1% $50.20 -0.2%
364 GIB CGI INC Technology 3,358.0 $310K 0.01% -175.0 -5.0% $92.30 -32.5%
365 LNT ALLIANT ENERGY CORP Utilities 4,733.0 $308K 0.01% -399.0 -7.8% $65.01 +11.4%
366 FEX FIRST TR EXCHANGE-TRADED ALP 2,593.0 $308K 0.01% -873.0 -25.2% $118.61 +9.6%
367 CLSE TRUST FOR PROFESSIONAL MANAG 11,230.0 $307K 0.01% -4K -24.7% $27.33 +20.7%
368 ASTS AST SPACEMOBILE INC Technology 4,213.0 $306K 0.01% -941.0 -18.3% $72.63 +15.2%
369 BEONE MEDICINES LTD 1,005.0 $305K 0.01% -3K -76.2% $303.81
370 SIL GLOBAL X FDS 1,821.0 $305K 0.01% -2K -49.7% $167.26 -45.2%
371 FIDU FIDELITY COVINGTON TRUST 3,653.0 $301K 0.01% -32.0 -0.9% $82.48 +12.3%
372 SNA SNAP ON INC Industrials 873.0 $301K 0.01% -132.0 -13.1% $344.58 +6.3%
373 DVN DEVON ENERGY CORP NEW Energy 8,212.0 $301K 0.01% -81.0 -1.0% $36.63 +29.0%
374 EW EDWARDS LIFESCIENCES CORP Healthcare 3,518.0 $300K 0.01% -53.0 -1.5% $85.25 -4.6%
375 LQDH ISHARES U S ETF TR 3,199.0 $299K 0.01% -392.0 -10.9% $93.36 -0.2%
376 RNTX REIN THERAPEUTICS INC Healthcare 247,277.0 $299K 0.01% -7K -2.6% $1.21 -13.1%
377 HPE HEWLETT PACKARD ENTERPRISE C Technology 12,425.0 $299K 0.01% -566.0 -4.4% $24.03 +42.0%
378 SNOV FIRST TR EXCHNG TRADED FD VI 12,060.0 $298K 0.01% -7K -36.2% $24.72 +6.2%
379 HLT HILTON WORLDWIDE HLDGS INC Consumer Cyclical 1,033.0 $297K 0.01% -29.0 -2.7% $287.25 +10.2%
380 HBAN HUNTINGTON BANCSHARES INC Financial Services 17,097.0 $297K 0.01% -1K -7.5% $17.35 -10.6%
Page 19 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%