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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 2 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 AMD ADVANCED MICRO DEVICES INC Technology 43,934.0 $9.6M 0.26% -3K -5.8% $217.75 +94.8%
22 IOO ISHARES TR 68,647.0 $8.7M 0.24% -12K -15.0% $126.67 +11.1%
23 JEPI J P MORGAN EXCHANGE TRADED F 151,743.0 $8.7M 0.24% -38K -20.2% $57.26 -2.4%
24 FTEC FIDELITY COVINGTON TRUST 33,032.0 $8.0M 0.22% -238.0 -0.7% $241.42 +12.1%
25 MOAT VANECK ETF TRUST 76,397.0 $7.9M 0.22% -21K -21.8% $103.56 -4.1%
26 XHLF BONDBLOXX ETF TRUST 155,773.0 $7.8M 0.22% -1K -0.7% $50.25 -0.0%
27 GS GOLDMAN SACHS GROUP INC Financial Services 8,779.0 $7.7M 0.21% -116.0 -1.3% $877.35 +10.4%
28 ITOT ISHARES TR 47,227.0 $7.0M 0.19% -796.0 -1.7% $148.80 +8.3%
29 IYW ISHARES TR 33,539.0 $6.7M 0.18% -3K -7.0% $199.68 +19.6%
30 FCUS TIDAL TRUST II 205,457.0 $6.4M 0.18% -22K -9.8% $31.38 +39.6%
31 CRM SALESFORCE INC Technology 23,720.0 $6.4M 0.18% -681.0 -2.8% $268.60 -37.6%
32 BAC BANK AMERICA CORP Financial Services 115,446.0 $6.3M 0.17% -1K -0.9% $55.00 -9.5%
33 IWF ISHARES TR 13,333.0 $6.3M 0.17% -373.0 -2.7% $475.65 -73.9%
34 RSST TIDAL TRUST II 218,034.0 $6.2M 0.17% -6K -2.8% $28.35 +17.8%
35 ORCL ORACLE CORP Technology 31,502.0 $6.1M 0.17% -2K -6.0% $194.78 +0.4%
36 TDIV FIRST TR EXCHANGE TRADED FD 58,445.0 $5.7M 0.16% -19K -25.0% $96.84 +15.4%
37 MCD MCDONALDS CORP Consumer Cyclical 17,518.0 $5.4M 0.15% -3K -13.5% $305.85 -10.1%
38 MA MASTERCARD INCORPORATED Financial Services 9,257.0 $5.3M 0.15% -2K -19.6% $570.23 -14.1%
39 SPHQ INVESCO EXCHANGE TRADED FD T 69,590.0 $5.2M 0.14% -1K -1.7% $75.05 +10.0%
40 FTCB FIRST TR EXCHANGE-TRADED FD 244,196.0 $5.2M 0.14% -66K -21.2% $21.23 -2.3%
Page 2 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%