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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 20 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 DOW DOW INC Basic Materials 12,683.0 $297K 0.01% -15K -53.4% $23.38 +65.9%
382 USB US BANCORP DEL Financial Services 5,354.0 $286K 0.01% -620.0 -10.4% $53.36 +0.1%
383 RKLB ROCKET LAB CORP Industrials 4,071.0 $284K 0.01% -15K -78.7% $69.77 +90.0%
384 QTEC FIRST TR EXCHANGE-TRADED FD 1,223.0 $281K 0.01% -1K -48.2% $230.12 +26.2%
385 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 8,460.0 $279K 0.01% -5K -35.6% $33.02 +4.2%
386 ALLE ALLEGION PLC Industrials 1,754.0 $279K 0.01% -389.0 -18.1% $159.19 -21.1%
387 ETJ EATON VANCE RISK-MANAGED DIV Financial Services 31,560.0 $278K 0.01% -236.0 -0.7% $8.82 -6.2%
388 CRMD CORMEDIX INC Healthcare 23,872.0 $278K 0.01% -3K -10.4% $11.63 -31.8%
389 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 1,715.0 $276K 0.01% -44.0 -2.5% $160.90 -3.2%
390 GWW WW GRAINGER INC Industrials 272.0 $275K 0.01% -6.0 -2.2% $1010.27 +27.1%
391 MAS MASCO CORP Industrials 4,321.0 $274K 0.01% -59.0 -1.4% $63.46 +7.6%
392 CTVA CORTEVA INC Basic Materials 4,073.0 $273K 0.01% -122.0 -2.9% $67.03 +24.3%
393 PGX INVESCO EXCH TRADED FD TR II 24,185.0 $272K 0.01% -2K -9.2% $11.24 -1.8%
394 DVYE ISHARES INC 8,620.0 $269K 0.01% -508.0 -5.6% $31.16 +8.6%
395 AGO ASSURED GUARANTY LTD Financial Services 2,982.0 $268K 0.01% -97.0 -3.1% $89.86 -16.7%
396 USFR WISDOMTREE TR 5,243.0 $264K 0.01% -780.0 -12.9% $50.32 +0.2%
397 DBND DOUBLELINE ETF TRUST 5,664.0 $263K 0.01% -75.0 -1.3% $46.36 -2.4%
398 MFC MANULIFE FINL CORP Financial Services 7,174.0 $260K 0.01% -806.0 -10.1% $36.28 +3.5%
399 EQIX EQUINIX INC Real Estate 335.0 $257K 0.01% -29.0 -8.0% $765.97 +41.0%
400 EXR EXTRA SPACE STORAGE INC Real Estate 1,958.0 $255K 0.01% -22.0 -1.1% $130.24 +9.2%
Page 20 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%