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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 21 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 EVER EVERQUOTE INC Communication Services 9,435.0 $255K 0.01% -30K -76.2% $27.00 -35.7%
402 CI THE CIGNA GROUP Healthcare 919.0 $253K 0.01% -226.0 -19.7% $275.37 +3.6%
403 PATHWARD FINANCIAL INC 3,536.0 $251K 0.01% -6K -64.5% $71.00
404 XSOE WISDOMTREE TR 6,380.0 $249K 0.01% -407.0 -6.0% $39.02 +18.7%
405 QQQH NEOS ETF TRUST 4,577.0 $249K 0.01% -142.0 -3.0% $54.30 +2.5%
406 AG FIRST MAJESTIC SILVER CORP Basic Materials 14,735.0 $245K 0.01% -524.0 -3.4% $16.66 +22.6%
407 TEM TEMPUS AI INC Healthcare 4,129.0 $244K 0.01% -19K -82.4% $59.05 -23.0%
408 TSCO TRACTOR SUPPLY CO Consumer Cyclical 4,799.0 $240K 0.01% -3K -35.9% $50.01 -39.0%
409 RS RELIANCE INC Basic Materials 830.0 $240K 0.01% -120.0 -12.6% $288.84 +27.4%
410 ZIM ZIM INTEGRATED SHIPPING SERV Industrials 11,259.0 $239K 0.01% -18K -61.9% $21.24 +20.9%
411 KJAN INNOVATOR ETFS TRUST 5,070.0 $239K 0.01% -93.0 -1.8% $47.14 -6.4%
412 EAGG ISHARES TR 4,953.0 $237K 0.01% -73.0 -1.4% $47.85 -1.8%
413 ARM ARM HOLDINGS PLC Technology 2,161.0 $236K 0.01% -65.0 -2.9% $109.31 +91.4%
414 UNM UNUM GROUP Financial Services 3,026.0 $234K 0.01% -195.0 -6.0% $77.49 +4.4%
415 DKNG DRAFTKINGS INC NEW Consumer Cyclical 6,802.0 $234K 0.01% -2K -25.8% $34.46 -27.0%
416 CSNR COHEN & STEERS ETF TRUST 7,582.0 $234K 0.01% -968.0 -11.3% $30.87 +19.7%
417 SPSM SPDR SERIES TRUST 4,904.0 $230K 0.01% -938.0 -16.1% $46.86 +11.2%
418 LDUR PIMCO ETF TR 2,395.0 $230K 0.01% -241.0 -9.1% $95.94 -0.7%
419 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 1,557.0 $228K 0.01% -1K -40.3% $146.57 -9.5%
420 MET METLIFE INC Financial Services 2,888.0 $228K 0.01% -231.0 -7.4% $78.93 +0.3%
Page 21 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%