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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 22 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 WTRG ESSENTIAL UTILS INC Utilities 5,936.0 $228K 0.01% -269.0 -4.3% $38.36 -2.2%
422 TIDAL TRUST II 10,914.0 $228K 0.01% -7K -39.4% $20.86
423 ESGU ISHARES TR 1,527.0 $227K 0.01% -33.0 -2.1% $148.96 +8.0%
424 JPIB J P MORGAN EXCHANGE TRADED F 4,658.0 $227K 0.01% -307.0 -6.2% $48.71 -2.1%
425 PYLD PIMCO ETF TR 8,457.0 $226K 0.01% -710.0 -7.8% $26.68 -1.7%
426 RIOT RIOT PLATFORMS INC Financial Services 17,672.0 $224K 0.01% -526.0 -2.9% $12.67 +94.3%
427 EDOW FIRST TR EXCHANGE-TRADED FD 5,408.0 $223K 0.01% -5K -50.1% $41.30 +3.8%
428 KJUL INNOVATOR ETFS TRUST 6,999.0 $222K 0.01% -3K -26.4% $31.70 +5.7%
429 CLH CLEAN HARBORS INC Industrials 944.0 $221K 0.01% -118.0 -11.1% $234.48 +29.5%
430 YSEP FIRST TR EXCHNG TRADED FD VI 8,477.0 $221K 0.01% -9K -50.1% $26.01 +3.6%
431 IBIC ISHARES TR 8,591.0 $220K 0.01% -9K -51.1% $25.55 +2.1%
432 XT ISHARES TR 3,140.0 $219K 0.01% -46.0 -1.4% $69.73 +13.5%
433 PFEB INNOVATOR ETFS TRUST 5,377.0 $219K 0.01% -50.0 -0.9% $40.72 +4.7%
434 UGI UGI CORP NEW Utilities 5,834.0 $218K 0.01% -1K -15.5% $37.43 -9.1%
435 AJG GALLAGHER ARTHUR J & CO Financial Services 836.0 $216K 0.01% -3K -78.0% $258.73 -22.7%
436 HUBB HUBBELL INC Industrials 485.0 $215K 0.01% -76.0 -13.6% $444.25 +8.5%
437 SILJ AMPLIFY ETF TR 7,731.0 $214K 0.01% -6K -45.7% $27.67 +9.1%
438 EOG EOG RES INC Energy 2,035.0 $214K 0.01% -88.0 -4.2% $105.00 +29.5%
439 XTWO BONDBLOXX ETF TRUST 4,311.0 $213K 0.01% -956.0 -18.1% $49.47 -1.1%
440 YJUN FIRST TR EXCHNG TRADED FD VI 8,304.0 $213K 0.01% -8K -49.4% $25.64 +3.5%
Page 22 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%