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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 23 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 EXPI EXP WORLD HLDGS INC Real Estate 23,459.0 $212K 0.01% -893.0 -3.7% $9.05 -45.6%
442 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 18,234.0 $212K 0.01% -713.0 -3.8% $11.63 -0.9%
443 SMAY FIRST TR EXCHNG TRADED FD VI 8,149.0 $212K 0.01% -8K -50.3% $25.97 +4.9%
444 SJNK SPDR SERIES TRUST 8,346.0 $211K 0.01% -218.0 -2.5% $25.32 -1.6%
445 ITB ISHARES TR 2,192.0 $211K 0.01% -184.0 -7.7% $96.32 -10.2%
446 AMP AMERIPRISE FINL INC Financial Services 430.0 $211K 0.01% -5.0 -1.1% $490.47 -4.1%
447 AEE AMEREN CORP Utilities 2,111.0 $211K 0.01% -11K -83.4% $99.87 +6.5%
448 FREL FIDELITY COVINGTON TRUST 7,785.0 $209K 0.01% -2K -19.8% $26.89 +6.0%
449 HACK AMPLIFY ETF TR 2,580.0 $207K 0.01% -258.0 -9.1% $80.37 +10.2%
450 USXF ISHARES TR 3,572.0 $206K 0.01% -910.0 -20.3% $57.58 +14.3%
451 UEC URANIUM ENERGY CORP Energy 17,510.0 $205K 0.01% -4K -20.1% $11.68 +26.8%
452 DOC HEALTHPEAK PROPERTIES INC Real Estate 12,222.0 $197K 0.01% -2K -14.0% $16.08 +21.6%
453 FLAGSTAR BANK NATIONAL ASSOC 14,056.0 $177K 0.01% -2K -13.9% $12.59
454 CIM CHIMERA INVT CORP Real Estate 14,189.0 $176K 0.01% -85.0 -0.6% $12.43 +5.3%
455 AUR AURORA INNOVATION INC Technology 42,378.0 $163K 0.00% -5K -9.8% $3.84 +100.8%
456 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 12,063.0 $160K 0.00% -407.0 -3.3% $13.28 -22.4%
457 SMR NUSCALE PWR CORP Utilities 10,867.0 $153K 0.00% -7K -38.9% $14.04 -14.1%
458 PETROLEO BRASILEIRO SA PETRO 12,800.0 $144K 0.00% -2K -12.9% $11.27
459 RQI COHEN & STEERS QUALITY INCOM Financial Services 12,041.0 $138K 0.00% -771.0 -6.0% $11.44 +13.0%
460 GNL GLOBAL NET LEASE INC Real Estate 15,067.0 $130K 0.00% -365.0 -2.4% $8.60 +7.0%
Page 23 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%