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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 3 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 UNH UNITEDHEALTH GROUP INC Healthcare 15,111.0 $5.0M 0.14% -1K -7.8% $330.11 +20.9%
42 FIW FIRST TR EXCHANGE-TRADED FD 44,271.0 $4.8M 0.13% -717.0 -1.6% $108.64 -7.8%
43 UBER UBER TECHNOLOGIES INC Technology 58,143.0 $4.8M 0.13% -6K -9.1% $81.71 -8.6%
44 IWM ISHARES TR 19,280.0 $4.7M 0.13% -1K -5.5% $246.17 +12.8%
45 AFLG FIRST TR EXCHNG TRADED FD VI 117,625.0 $4.6M 0.13% -13K -10.1% $39.10 +10.1%
46 BFRZ INNOVATOR ETFS TRUST 168,795.0 $4.5M 0.12% -4K -2.1% $26.84 +0.1%
47 RTX RTX CORPORATION Industrials 24,593.0 $4.5M 0.12% -188.0 -0.8% $183.40 -4.2%
48 ITA ISHARES TR 18,263.0 $4.4M 0.12% -259.0 -1.4% $240.03 -9.6%
49 SHOP SHOPIFY INC Technology 26,653.0 $4.3M 0.12% -4K -13.5% $160.97 -39.5%
50 GJAN FIRST TR EXCHNG TRADED FD VI 98,254.0 $4.2M 0.12% -6K -5.7% $42.79 +4.1%
51 FTSM FIRST TR EXCHANGE-TRADED FD 68,956.0 $4.1M 0.11% -653.0 -0.9% $59.93 -0.1%
52 MDT MEDTRONIC PLC Healthcare 42,366.0 $4.1M 0.11% -796.0 -1.8% $96.15 -19.9%
53 GEV GE VERNOVA INC Utilities 6,014.0 $4.0M 0.11% -4K -37.7% $670.67 +62.6%
54 FIDELITY COVINGTON TRUST 52,647.0 $3.9M 0.11% -2K -4.0% $74.44
55 PANW PALO ALTO NETWORKS INC Technology 20,607.0 $3.9M 0.11% -107.0 -0.5% $189.74 +25.5%
56 FXU FIRST TR EXCHANGE TRADED FD 86,597.0 $3.9M 0.11% -845.0 -1.0% $45.02 +4.8%
57 T AT&T INC Communication Services 156,817.0 $3.9M 0.11% -13K -7.5% $24.84 -0.7%
58 VDC VANGUARD WORLD FD 18,275.0 $3.9M 0.11% -125.0 -0.7% $211.24 +9.5%
59 QCOM QUALCOMM INC Technology 22,545.0 $3.9M 0.11% -476.0 -2.1% $171.05 +17.0%
60 XLP SELECT SECTOR SPDR TR 49,318.0 $3.8M 0.11% -283.0 -0.6% $77.68 +9.0%
Page 3 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%