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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 4 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 FTCS FIRST TR EXCHANGE-TRADED FD 40,796.0 $3.8M 0.10% -4K -9.7% $92.51 -0.0%
62 KNG FIRST TR EXCHANGE-TRADED FD 76,423.0 $3.8M 0.10% -7K -8.2% $49.13 -2.1%
63 SO SOUTHERN CO Utilities 42,156.0 $3.7M 0.10% -303.0 -0.7% $87.29 +7.3%
64 VHT VANGUARD WORLD FD 12,730.0 $3.7M 0.10% -149.0 -1.2% $287.85 -6.0%
65 F FORD MTR CO Consumer Cyclical 275,279.0 $3.6M 0.10% -14K -4.7% $13.12 +10.4%
66 LMT LOCKHEED MARTIN CORP Industrials 7,015.0 $3.6M 0.10% -218.0 -3.0% $510.62 +1.9%
67 XMHQ INVESCO EXCHANGE TRADED FD T 34,011.0 $3.5M 0.10% -1K -4.1% $102.42 +4.7%
68 XLG INVESCO EXCHANGE TRADED FD T 58,628.0 $3.5M 0.10% -3K -4.4% $59.28 +7.2%
69 TIP ISHARES TR 31,152.0 $3.4M 0.10% -744.0 -2.3% $109.91 +0.6%
70 DE DEERE & CO Industrials 7,630.0 $3.4M 0.09% -2K -23.1% $443.37 +29.6%
71 J P MORGAN EXCHANGE TRADED F 64,629.0 $3.3M 0.09% -11K -14.4% $50.60
72 DIS DISNEY WALT CO Communication Services 27,813.0 $3.2M 0.09% -9K -25.0% $113.79 -7.4%
73 INNOVATOR ETFS TRUST 150,335.0 $3.1M 0.09% -29K -16.3% $20.55
74 FTGS FIRST TR EXCHANGE-TRADED FD 86,082.0 $3.0M 0.08% -21K -19.3% $35.35 +2.1%
75 BUFD FIRST TR EXCHNG TRADED FD VI 114,409.0 $3.0M 0.08% -2K -1.9% $26.28 +12.0%
76 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 4,963.0 $3.0M 0.08% -47.0 -0.9% $603.38 +9.3%
77 IJK ISHARES TR 30,504.0 $3.0M 0.08% -754.0 -2.4% $96.88 +13.9%
78 NOBL PROSHARES TR 27,271.0 $2.8M 0.08% -14K -33.9% $104.07 +1.4%
79 FSK FS KKR CAP CORP Financial Services 186,121.0 $2.7M 0.08% -20K -9.6% $14.77 -26.9%
80 FIRST TR EXCH TRADED FD III 38,170.0 $2.7M 0.07% -3K -8.0% $70.99
Page 4 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%