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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 6 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 IUSB ISHARES TR 47,003.0 $2.2M 0.06% -3K -5.1% $46.54 -1.7%
102 LQDA LIQUIDIA CORPORATION Healthcare 63,030.0 $2.2M 0.06% -8K -11.1% $34.49 +66.5%
103 ET ENERGY TRANSFER L P Energy 122,619.0 $2.0M 0.06% -6K -4.8% $16.49 +21.5%
104 RWK INVESCO EXCH TRADED FD TR II 15,930.0 $2.0M 0.06% -1K -7.4% $126.46 +7.6%
105 OUNZ VANECK MERK GOLD ETF Financial Services 48,589.0 $2.0M 0.06% -5K -9.9% $41.00 +7.1%
106 FV FIRST TR EXCHANGE TRADED FD 31,350.0 $2.0M 0.05% -2K -6.7% $62.92 +10.4%
107 JVAL J P MORGAN EXCHANGE TRADED F 39,762.0 $2.0M 0.05% -706.0 -1.7% $49.08 +11.4%
108 CALF PACER FDS TR 43,416.0 $1.9M 0.05% -2K -5.4% $44.37 +5.5%
109 IWO ISHARES TR 5,956.0 $1.9M 0.05% -99.0 -1.6% $323.02 +12.3%
110 FEGE RBB FUND TRUST 38,377.0 $1.8M 0.05% -589.0 -1.5% $46.03 +7.6%
111 FCX FREEPORT-MCMORAN INC Basic Materials 34,739.0 $1.8M 0.05% -21K -38.2% $50.79 +23.1%
112 WMB WILLIAMS COS INC Energy 29,259.0 $1.8M 0.05% -195.0 -0.7% $60.11 +28.4%
113 TLH ISHARES TR 17,280.0 $1.8M 0.05% -4K -20.5% $101.67 -3.7%
114 SBUX STARBUCKS CORP Consumer Cyclical 20,736.0 $1.7M 0.05% -1K -5.6% $84.21 +27.1%
115 FNCL FIDELITY COVINGTON TRUST 21,374.0 $1.7M 0.05% -421.0 -1.9% $78.86 -7.4%
116 URI UNITED RENTALS INC Industrials 2,058.0 $1.7M 0.05% -38.0 -1.8% $809.50 +18.6%
117 FMB FIRST TR EXCH TRADED FD III 32,176.0 $1.6M 0.04% -3K -8.0% $51.14 -0.6%
118 C CITIGROUP INC Financial Services 14,070.0 $1.6M 0.04% -1K -6.9% $116.69 +5.8%
119 FSTA FIDELITY COVINGTON TRUST 31,549.0 $1.5M 0.04% -2K -5.0% $48.91 +11.1%
120 CSX CSX CORP Industrials 41,888.0 $1.5M 0.04% -292.0 -0.7% $36.33 +25.9%
Page 6 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%