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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 8 of 24  ·  476 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 VTR VENTAS INC Real Estate 17,015.0 $1.3M 0.04% -9K -34.5% $77.38 +12.7%
142 XPO XPO INC Industrials 9,685.0 $1.3M 0.04% -365.0 -3.6% $135.84 +47.7%
143 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 22,704.0 $1.3M 0.04% -2K -7.4% $57.65 +40.8%
144 PH PARKER-HANNIFIN CORP Industrials 1,478.0 $1.3M 0.04% -1K -49.4% $878.97 -2.5%
145 PAUG INNOVATOR ETFS TRUST 29,999.0 $1.3M 0.04% -3K -9.4% $43.20 +4.3%
146 ITT ITT INC Industrials 7,443.0 $1.3M 0.04% -2K -24.3% $173.50 +12.3%
147 VXF VANGUARD INDEX FDS 6,158.0 $1.3M 0.04% -418.0 -6.4% $207.52 +8.0%
148 COWG PACER FDS TR 36,085.0 $1.3M 0.04% -11K -23.6% $35.21 +5.3%
149 FPEI FIRST TR EXCH TRADED FD III 65,090.0 $1.3M 0.04% -538.0 -0.8% $19.39 -0.9%
150 PSC PRINCIPAL EXCHANGE TRADED FD 21,317.0 $1.3M 0.04% -427.0 -2.0% $58.99 +6.8%
151 HELO J P MORGAN EXCHANGE TRADED F 18,582.0 $1.2M 0.03% -1K -5.1% $66.43 +2.0%
152 FVAL FIDELITY COVINGTON TRUST 16,996.0 $1.2M 0.03% -4K -18.5% $72.27 +7.0%
153 POWL POWELL INDS INC Industrials 3,821.0 $1.2M 0.03% -4K -51.1% $318.82 -18.1%
154 FAST FASTENAL CO Industrials 29,708.0 $1.2M 0.03% -3K -9.6% $40.13 +9.9%
155 BSX BOSTON SCIENTIFIC CORP Healthcare 12,487.0 $1.2M 0.03% -5K -28.2% $95.35 -42.5%
156 SPYV SPDR SERIES TRUST 20,954.0 $1.2M 0.03% -257.0 -1.2% $56.81 +5.6%
157 ITW ILLINOIS TOOL WKS INC Industrials 4,696.0 $1.2M 0.03% -56.0 -1.2% $246.33 +1.4%
158 MSTR STRATEGY INC Technology 7,419.0 $1.2M 0.03% -64.0 -0.9% $155.74 +5.0%
159 JPIE J P MORGAN EXCHANGE TRADED F 24,862.0 $1.2M 0.03% -9K -26.8% $46.29 -0.9%
160 CB CHUBB LIMITED Financial Services 3,623.0 $1.1M 0.03% -111.0 -3.0% $312.16 +5.4%
Page 8 of 24  ·  476 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%