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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 10 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 XLY SELECT SECTOR SPDR TR 16,912.0 $4.1M 0.12% NEW $239.64 -52.1%
182 TLT ISHARES TR 45,328.0 $4.1M 0.12% NEW $89.37 -7.0%
183 SO SOUTHERN CO Utilities 42,459.0 $4.0M 0.11% NEW $94.77 +0.1%
184 CGBL CAPITAL GROUP CORE BALANCED 115,533.0 $4.0M 0.11% NEW $34.72 +5.9%
185 ABT ABBOTT LABS Healthcare 29,920.0 $4.0M 0.11% NEW $133.94 -33.9%
186 PFE PFIZER INC Healthcare 156,205.0 $4.0M 0.11% NEW $25.48 +0.7%
187 FXU FIRST TR EXCHANGE TRADED FD 87,442.0 $4.0M 0.11% NEW $45.45 +6.1%
188 VDC VANGUARD WORLD FD 18,400.0 $3.9M 0.11% NEW $213.73 +10.2%
189 JEPQ J P MORGAN EXCHANGE TRADED F 67,976.0 $3.9M 0.11% NEW $57.52 +3.8%
190 VRT VERTIV HOLDINGS CO Industrials 25,829.0 $3.9M 0.11% NEW $150.86 +117.4%
191 XLP SELECT SECTOR SPDR TR 49,601.0 $3.9M 0.11% NEW $78.37 +9.9%
192 ITA ISHARES TR 18,522.0 $3.9M 0.11% NEW $209.26 +4.6%
193 BSV VANGUARD BD INDEX FDS 48,602.0 $3.8M 0.11% NEW $78.91 -1.5%
194 J P MORGAN EXCHANGE TRADED F 75,512.0 $3.8M 0.11% NEW $50.73
195 QCOM QUALCOMM INC Technology 23,021.0 $3.8M 0.11% NEW $166.36 +18.7%
196 FTGS FIRST TR EXCHANGE-TRADED FD 106,638.0 $3.8M 0.11% NEW $35.91 +0.6%
197 HEFA ISHARES TR 96,277.0 $3.8M 0.11% NEW $39.61 +12.7%
198 CSCO CISCO SYS INC Technology 55,502.0 $3.8M 0.11% NEW $68.42 +70.4%
199 MO ALTRIA GROUP INC Consumer Defensive 57,434.0 $3.8M 0.11% NEW $66.07 +12.4%
200 ANET ARISTA NETWORKS INC Technology 25,661.0 $3.7M 0.11% NEW $145.71 -3.6%
Page 10 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%