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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 10 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 PFE PFIZER INC Healthcare 166,073.0 $4.1M 0.11% +10K +6.3% $24.90 +3.9%
182 FTSM FIRST TR EXCHANGE-TRADED FD 68,956.0 $4.1M 0.11% -653.0 -0.9% $59.93 -0.1%
183 CLS CELESTICA INC Technology 13,907.0 $4.1M 0.11% +2K +17.4% $295.60 +18.2%
184 GDX VANECK ETF TRUST 44,392.0 $4.1M 0.11% +13K +43.1% $92.43 -9.0%
185 BLACKROCK ETF TRUST 109,921.0 $4.1M 0.11% NEW $37.32
186 FOCT FIRST TR EXCHNG TRADED FD VI 83,553.0 $4.1M 0.11% NEW $48.99 +5.3%
187 MDT MEDTRONIC PLC Healthcare 42,366.0 $4.1M 0.11% -796.0 -1.8% $96.15 -19.3%
188 XLY SELECT SECTOR SPDR TR 33,982.0 $4.1M 0.11% +17K +100.9% $119.41 -3.7%
189 PLTM GRANITESHARES PLATINUM TR Financial Services 205,485.0 $4.1M 0.11% +98K +92.0% $19.73 -6.4%
190 GEV GE VERNOVA INC Utilities 6,014.0 $4.0M 0.11% -4K -37.7% $670.67 +52.3%
191 DYNF BLACKROCK ETF TRUST 65,443.0 $4.0M 0.11% +21K +47.7% $61.16 +7.7%
192 JEPQ J P MORGAN EXCHANGE TRADED F 68,591.0 $4.0M 0.11% +615.0 +0.9% $58.13 +2.7%
193 TLT ISHARES TR 45,336.0 $3.9M 0.11% $86.87 -4.2%
194 AXP AMERICAN EXPRESS CO Financial Services 10,610.0 $3.9M 0.11% +76.0 +0.7% $369.93 -18.0%
195 FIDELITY COVINGTON TRUST 52,647.0 $3.9M 0.11% -2K -4.0% $74.44
196 BSV VANGUARD BD INDEX FDS 49,694.0 $3.9M 0.11% +1K +2.2% $78.79 -1.3%
197 PANW PALO ALTO NETWORKS INC Technology 20,607.0 $3.9M 0.11% -107.0 -0.5% $189.74 +27.9%
198 FXU FIRST TR EXCHANGE TRADED FD 86,597.0 $3.9M 0.11% -845.0 -1.0% $45.02 +7.5%
199 T AT&T INC Communication Services 156,817.0 $3.9M 0.11% -13K -7.5% $24.84 +0.9%
200 PULS PGIM ETF TR 78,720.0 $3.9M 0.11% +5K +7.4% $49.47 +0.3%
Page 10 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%