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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 11 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 VDC VANGUARD WORLD FD 18,275.0 $3.9M 0.11% -125.0 -0.7% $211.24 +8.8%
202 QCOM QUALCOMM INC Technology 22,545.0 $3.9M 0.11% -476.0 -2.1% $171.05 +18.4%
203 VYM VANGUARD WHITEHALL FDS 26,811.0 $3.8M 0.11% +1K +4.0% $143.60 +9.5%
204 XLP SELECT SECTOR SPDR TR 49,318.0 $3.8M 0.11% -283.0 -0.6% $77.68 +9.0%
205 FTCS FIRST TR EXCHANGE-TRADED FD 40,796.0 $3.8M 0.10% -4K -9.7% $92.51 +1.3%
206 KNG FIRST TR EXCHANGE-TRADED FD 76,423.0 $3.8M 0.10% -7K -8.2% $49.13 -1.3%
207 VNQ VANGUARD INDEX FDS 41,792.0 $3.7M 0.10% +2K +4.6% $89.51 +8.0%
208 NEAR ISHARES U S ETF TR 72,023.0 $3.7M 0.10% +9K +14.0% $51.10 -0.8%
209 SO SOUTHERN CO Utilities 42,156.0 $3.7M 0.10% -303.0 -0.7% $87.29 +7.2%
210 VHT VANGUARD WORLD FD 12,730.0 $3.7M 0.10% -149.0 -1.2% $287.85 -3.9%
211 QDPL PACER FDS TR 85,812.0 $3.7M 0.10% +9K +12.0% $42.61 +6.8%
212 CME CME GROUP INC Financial Services 13,272.0 $3.6M 0.10% +84.0 +0.6% $273.34 +5.8%
213 OEF ISHARES TR 10,530.0 $3.6M 0.10% +160.0 +1.5% $342.97 +8.0%
214 F FORD MTR CO Consumer Cyclical 275,279.0 $3.6M 0.10% -14K -4.7% $13.12 +4.2%
215 O REALTY INCOME CORP Real Estate 64,042.0 $3.6M 0.10% +4K +6.1% $56.37 +10.4%
216 LMT LOCKHEED MARTIN CORP Industrials 7,015.0 $3.6M 0.10% -218.0 -3.0% $510.62 +2.4%
217 NOC NORTHROP GRUMMAN CORP Industrials 6,205.0 $3.5M 0.10% +135.0 +2.2% $570.23 -3.3%
218 PVAL PUTNAM ETF TRUST 77,404.0 $3.5M 0.10% +11K +16.2% $45.57 +9.9%
219 PRU PRUDENTIAL FINL INC Financial Services 31,037.0 $3.5M 0.10% +468.0 +1.5% $112.88 -8.6%
220 XMHQ INVESCO EXCHANGE TRADED FD T 34,011.0 $3.5M 0.10% -1K -4.1% $102.42 +5.0%
Page 11 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%