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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 12 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 XLG INVESCO EXCHANGE TRADED FD T 58,628.0 $3.5M 0.10% -3K -4.4% $59.28 +7.1%
222 GILD GILEAD SCIENCES INC Healthcare 28,061.0 $3.4M 0.10% +9K +47.5% $122.74 +6.3%
223 TIP ISHARES TR 31,152.0 $3.4M 0.10% -744.0 -2.3% $109.91 +0.4%
224 ISHARES TR 75,178.0 $3.4M 0.09% $45.47
225 SUB ISHARES TR 31,952.0 $3.4M 0.09% +1K +3.6% $106.70 -0.5%
226 MO ALTRIA GROUP INC Consumer Defensive 59,063.0 $3.4M 0.09% +2K +2.8% $57.67 +27.8%
227 LMBS FIRST TR EXCHANGE-TRADED FD 68,044.0 $3.4M 0.09% +13K +23.8% $49.99 -0.7%
228 APP APPLOVIN CORP Technology 5,044.0 $3.4M 0.09% +185.0 +3.8% $673.80 -27.9%
229 IWS ISHARES TR 24,017.0 $3.4M 0.09% +2K +7.5% $141.05 +11.7%
230 DE DEERE & CO Industrials 7,630.0 $3.4M 0.09% -2K -23.1% $443.37 +19.8%
231 VEU VANGUARD INTL EQUITY INDEX F 45,925.0 $3.4M 0.09% +528.0 +1.2% $73.56 +12.3%
232 VOE VANGUARD INDEX FDS 18,813.0 $3.3M 0.09% +562.0 +3.1% $177.37 +8.6%
233 ARCC ARES CAPITAL CORP Financial Services 163,477.0 $3.3M 0.09% +15K +10.3% $20.23 -7.4%
234 IEF ISHARES TR 34,335.0 $3.3M 0.09% +2K +6.4% $96.16 -2.5%
235 SHYG ISHARES TR 76,622.0 $3.3M 0.09% +3K +4.6% $42.87 -1.0%
236 J P MORGAN EXCHANGE TRADED F 64,629.0 $3.3M 0.09% -11K -14.4% $50.60
237 VONE VANGUARD SCOTTSDALE FDS 10,499.0 $3.2M 0.09% +403.0 +4.0% $309.05 +8.4%
238 WCPB NORTHERN LTS FD TR II 125,785.0 $3.2M 0.09% +7K +5.6% $25.54 -1.3%
239 AMAT APPLIED MATLS INC Technology 12,466.0 $3.2M 0.09% +3K +31.2% $257.00 +66.3%
240 VPU VANGUARD WORLD FD 28,769.0 $3.2M 0.09% +2K +6.5% $111.26 +75.2%
Page 12 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%