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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 13 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 STIP ISHARES TR 31,059.0 $3.2M 0.09% +7K +28.9% $102.39 +0.9%
242 DIS DISNEY WALT CO Communication Services 27,813.0 $3.2M 0.09% -9K -25.0% $113.79 -9.0%
243 JMST J P MORGAN EXCHANGE TRADED F 61,329.0 $3.1M 0.09% +2K +2.8% $50.94 -0.2%
244 MEAR ISHARES U S ETF TR 61,715.0 $3.1M 0.09% +7K +12.9% $50.32 -0.3%
245 DVY ISHARES TR 21,958.0 $3.1M 0.09% +1K +7.0% $141.14 +9.2%
246 INNOVATOR ETFS TRUST 150,335.0 $3.1M 0.09% -29K -16.3% $20.55
247 IWR ISHARES TR 32,023.0 $3.1M 0.09% +3K +8.7% $96.27 +9.1%
248 FTGS FIRST TR EXCHANGE-TRADED FD 86,082.0 $3.0M 0.08% -21K -19.3% $35.35 +3.2%
249 FUTY FIDELITY COVINGTON TRUST 43,008.0 $3.0M 0.08% +11K +34.4% $70.29 -17.3%
250 BUFD FIRST TR EXCHNG TRADED FD VI 114,409.0 $3.0M 0.08% -2K -1.9% $26.28 +12.3%
251 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 4,963.0 $3.0M 0.08% -47.0 -0.9% $603.38 +10.3%
252 FNDF SCHWAB STRATEGIC TR 66,050.0 $3.0M 0.08% +20K +43.9% $45.21 +18.7%
253 XMMO INVESCO EXCHANGE TRADED FD T 21,503.0 $3.0M 0.08% +1K +6.4% $138.46 +18.0%
254 B BARRICK MNG CORP Basic Materials 68,144.0 $3.0M 0.08% +4K +6.5% $43.55 -5.3%
255 IJK ISHARES TR 30,504.0 $3.0M 0.08% -754.0 -2.4% $96.88 +14.4%
256 QQQM INVESCO EXCH TRADED FD TR II 11,491.0 $2.9M 0.08% +692.0 +6.4% $252.91 +16.3%
257 LST MANAGED PORTFOLIO SERIES 71,901.0 $2.9M 0.08% NEW $40.15 +12.6%
258 SYK STRYKER CORPORATION Healthcare 8,173.0 $2.9M 0.08% +155.0 +1.9% $351.49 -8.5%
259 PM PHILIP MORRIS INTL INC Consumer Defensive 17,843.0 $2.9M 0.08% +3K +24.3% $160.60 +17.5%
260 MMM 3M CO Industrials 17,822.0 $2.9M 0.08% +361.0 +2.1% $160.10 -5.3%
Page 13 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%