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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 15 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 AVUV AMERICAN CENTY ETF TR 25,066.0 $2.6M 0.07% -143.0 -0.6% $101.98 +16.9%
282 EFV ISHARES TR 35,708.0 $2.5M 0.07% -366.0 -1.0% $71.41 +10.6%
283 ANGL VANECK ETF TRUST 86,756.0 $2.5M 0.07% +9K +11.4% $29.36 -1.2%
284 FENI FIDELITY COVINGTON TRUST 68,804.0 $2.5M 0.07% +8K +13.7% $36.58 +9.5%
285 IJJ ISHARES TR 19,079.0 $2.5M 0.07% -829.0 -4.2% $131.59 +6.3%
286 XBI SPDR SERIES TRUST 20,488.0 $2.5M 0.07% +18K +919.8% $121.97 +8.9%
287 DFAT DIMENSIONAL ETF TRUST 41,933.0 $2.5M 0.07% -2K -4.7% $59.54 +11.7%
288 BX BLACKSTONE INC Financial Services 16,595.0 $2.5M 0.07% -2K -8.8% $148.75 -20.3%
289 XLC SELECT SECTOR SPDR TR 20,925.0 $2.5M 0.07% -3K -11.3% $117.72 -1.4%
290 MAGS LISTED FDS TR 37,407.0 $2.5M 0.07% +2K +6.1% $65.82 +5.6%
291 JIVE J P MORGAN EXCHANGE TRADED F 30,357.0 $2.4M 0.07% +1K +5.2% $80.28 +15.1%
292 GFI GOLD FIELDS LTD Basic Materials 55,407.0 $2.4M 0.07% +37K +203.7% $43.66 -8.2%
293 CEG CONSTELLATION ENERGY CORP Utilities 6,721.0 $2.4M 0.07% +460.0 +7.3% $353.24 -19.1%
294 FDN FIRST TR EXCHANGE-TRADED FD 8,796.0 $2.4M 0.07% -2K -18.8% $269.18 +0.9%
295 FXO FIRST TR EXCHANGE TRADED FD 39,213.0 $2.4M 0.07% -974.0 -2.4% $60.35 -1.5%
296 PWR QUANTA SVCS INC Industrials 5,478.0 $2.3M 0.07% +402.0 +7.9% $428.47 +65.7%
297 XLB SELECT SECTOR SPDR TR 51,578.0 $2.3M 0.07% +27K +112.2% $45.35 +10.3%
298 CMS CMS ENERGY CORP Utilities 33,421.0 $2.3M 0.07% +2K +5.0% $69.93 +5.3%
299 SPSB SPDR SERIES TRUST 76,007.0 $2.3M 0.06% +5K +7.2% $30.50 -1.7%
300 TXN TEXAS INSTRS INC Technology 13,333.0 $2.3M 0.06% -972.0 -6.8% $173.49 +75.7%
Page 15 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%