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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 2 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 IVE ISHARES TR 106,012.0 $22.5M 0.62% +2K +1.6% $212.07 +5.4%
22 BERKSHIRE HATHAWAY INC DEL 44,564.0 $22.5M 0.62% -8K -15.7% $503.86
23 SCHD SCHWAB STRATEGIC TR 833,241.0 $22.4M 0.62% +19K +2.4% $26.93 +17.8%
24 TSLA TESLA INC Consumer Cyclical 48,487.0 $21.8M 0.60% +9K +23.3% $450.59 -1.6%
25 PLTR PALANTIR TECHNOLOGIES INC Technology 105,534.0 $18.8M 0.52% -15K -12.7% $178.57 -25.1%
26 JPM JPMORGAN CHASE & CO. Financial Services 57,104.0 $18.5M 0.51% +463.0 +0.8% $324.63 -7.6%
27 LLY ELI LILLY & CO Healthcare 17,060.0 $18.4M 0.51% +825.0 +5.1% $1081.20 -6.9%
28 IAU ISHARES GOLD TR Financial Services 221,105.0 $17.9M 0.49% +5K +2.4% $81.17 +5.3%
29 IGIB ISHARES TR 326,676.0 $17.6M 0.49% +9K +2.8% $53.88 -2.1%
30 RDVY FIRST TR EXCHANGE TRADED FD 251,078.0 $17.5M 0.48% +15K +6.4% $69.51 +5.9%
31 AGG ISHARES TR 169,983.0 $17.0M 0.47% +2K +1.1% $100.01 -2.0%
32 XLK SELECT SECTOR SPDR TR 110,748.0 $15.7M 0.43% +59K +114.3% $142.14 +24.1%
33 FLOT ISHARES TR 300,178.0 $15.3M 0.42% -20K -6.2% $50.86 +0.2%
34 IDV ISHARES TR 386,848.0 $15.3M 0.42% -4K -0.9% $39.45 +12.6%
35 COWZ PACER FDS TR 250,621.0 $15.1M 0.42% -25K -9.2% $60.25 +4.5%
36 VTI VANGUARD INDEX FDS 43,308.0 $14.5M 0.40% +4K +10.3% $335.83 +8.0%
37 SCHX SCHWAB STRATEGIC TR 533,857.0 $14.4M 0.40% -24K -4.3% $26.90 +7.9%
38 SLV ISHARES SILVER TR Financial Services 219,910.0 $14.4M 0.40% +23K +11.5% $65.29 +5.8%
39 CAT CATERPILLAR INC Industrials 24,811.0 $14.2M 0.39% +4K +18.4% $574.28 +54.7%
40 USMV ISHARES TR 150,453.0 $14.2M 0.39% -2K -1.6% $94.16 +0.6%
Page 2 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%