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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 26 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 EWZ ISHARES INC 34,389.0 $1.1M 0.03% +10K +40.0% $31.88 +16.1%
502 BFH BREAD FINANCIAL HOLDINGS INC Financial Services 14,828.0 $1.1M 0.03% +2K +16.4% $73.90 +16.1%
503 MELI MERCADOLIBRE INC Consumer Cyclical 542.0 $1.1M 0.03% +376.0 +226.5% $2015.76 -16.8%
504 CVS CVS HEALTH CORP Healthcare 13,759.0 $1.1M 0.03% +863.0 +6.7% $79.36 +17.6%
505 AFL AFLAC INC Financial Services 9,831.0 $1.1M 0.03% +96.0 +1.0% $110.64 +6.5%
506 ISEP INNOVATOR ETFS TRUST 33,363.0 $1.1M 0.03% -22K -39.4% $32.59 +4.9%
507 UNP UNION PAC CORP Industrials 4,700.0 $1.1M 0.03% -187.0 -3.8% $231.33 +14.9%
508 BNOV INNOVATOR ETFS TRUST 24,451.0 $1.1M 0.03% +432.0 +1.8% $44.46 +6.5%
509 ARKK ARK ETF TR 14,072.0 $1.1M 0.03% +814.0 +6.1% $76.92 -0.4%
510 CGDG CAPITAL GROUP DIVIDEND GROWE 30,210.0 $1.1M 0.03% +658.0 +2.2% $35.64 +5.3%
511 BLK BLACKROCK INC Financial Services 1,003.0 $1.1M 0.03% +29.0 +3.0% $1070.48 -0.6%
512 PLD PROLOGIS INC. Real Estate 8,353.0 $1.1M 0.03% -195.0 -2.3% $128.10 +12.9%
513 ESS ESSEX PPTY TR INC Real Estate 4,076.0 $1.1M 0.03% +176.0 +4.5% $261.67 +4.6%
514 IBB ISHARES TR 6,265.0 $1.1M 0.03% +1K +28.4% $168.76 +0.2%
515 INTF ISHARES TR 27,292.0 $1.1M 0.03% -865.0 -3.1% $38.73 +7.1%
516 BIL SPDR SERIES TRUST 11,515.0 $1.0M 0.03% -372.0 -3.1% $90.58 +1.1%
517 KGC KINROSS GOLD CORP Basic Materials 37,027.0 $1.0M 0.03% -6K -13.0% $28.16 +1.8%
518 PTNQ PACER FDS TR 13,207.0 $1.0M 0.03% -2K -12.4% $78.70 +9.3%
519 NUE NUCOR CORP Basic Materials 6,359.0 $1.0M 0.03% -170.0 -2.6% $163.12 +38.8%
520 QTUM ETF SER SOLUTIONS 9,454.0 $1.0M 0.03% +3K +37.9% $109.66 +36.2%
Page 26 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%