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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 3 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 IUSV ISHARES TR 128,229.0 $12.8M 0.36% NEW $99.95 +8.2%
42 VTV VANGUARD INDEX FDS 68,282.0 $12.7M 0.36% NEW $186.55 +10.8%
43 BUFR FIRST TR EXCHNG TRADED FD VI 379,638.0 $12.7M 0.36% NEW $33.42 +7.9%
44 LLY ELI LILLY & CO Healthcare 16,235.0 $12.4M 0.35% NEW $762.99 +31.9%
45 V VISA INC Financial Services 35,722.0 $12.2M 0.35% NEW $341.38 -5.5%
46 CVX CHEVRON CORP NEW Energy 76,692.0 $11.9M 0.34% NEW $155.29 +20.2%
47 IGSB ISHARES TR 219,936.0 $11.7M 0.33% NEW $53.03 -1.5%
48 WMT WALMART INC Consumer Defensive 109,257.0 $11.3M 0.32% NEW $103.06 +28.5%
49 SDVY FIRST TR EXCHANGE-TRADED FD 295,992.0 $11.3M 0.32% NEW $38.02 +7.3%
50 IBM INTERNATIONAL BUSINESS MACHS Technology 39,386.0 $11.1M 0.32% NEW $282.16 -22.6%
51 BIV VANGUARD BD INDEX FDS 140,546.0 $11.0M 0.31% NEW $78.09 -2.6%
52 JEPI J P MORGAN EXCHANGE TRADED F 190,072.0 $10.9M 0.31% NEW $57.10 -2.1%
53 QUAL ISHARES TR 55,488.0 $10.8M 0.31% NEW $194.50 +8.2%
54 VEA VANGUARD TAX-MANAGED FDS 179,063.0 $10.7M 0.30% NEW $59.92 +15.3%
55 RSP INVESCO EXCHANGE TRADED FD T 55,327.0 $10.5M 0.30% NEW $189.70 +6.3%
56 IMCG ISHARES TR 125,532.0 $10.4M 0.29% NEW $82.73 +8.0%
57 MUB ISHARES TR 94,523.0 $10.1M 0.29% NEW $106.49 -0.3%
58 CAT CATERPILLAR INC Industrials 20,953.0 $10.0M 0.28% NEW $477.14 +86.2%
59 IEFA ISHARES TR 111,512.0 $9.7M 0.28% NEW $87.31 +9.1%
60 JNJ JOHNSON & JOHNSON Healthcare 52,278.0 $9.7M 0.28% NEW $185.42 +24.5%
Page 3 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%