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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 39 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 CGCV CAPITAL GROUP CONSERVATIVE E 18,927.0 $571K 0.02% NEW $30.18 +5.3%
762 CCL CARNIVAL CORP Consumer Cyclical 19,726.0 $570K 0.02% NEW $28.91 -18.2%
763 SWK STANLEY BLACK & DECKER INC Industrials 7,666.0 $570K 0.02% NEW $74.33 -1.8%
764 FNY FIRST TR EXCHANGE-TRADED ALP 6,213.0 $569K 0.02% NEW $91.61 +8.4%
765 OXY OCCIDENTAL PETE CORP Energy 12,019.0 $568K 0.02% NEW $47.25 +29.5%
766 CENCORA INC 1,817.0 $568K 0.02% NEW $312.55
767 SMLF ISHARES TR 7,633.0 $567K 0.02% NEW $74.35 +9.3%
768 KBWB INVESCO EXCH TRADED FD TR II 7,248.0 $567K 0.02% NEW $78.21 +7.5%
769 CMI CUMMINS INC Industrials 1,340.0 $566K 0.02% NEW $422.33 +56.6%
770 GEHC GE HEALTHCARE TECHNOLOGIES I Healthcare 7,476.0 $561K 0.02% NEW $75.10 -18.3%
771 SPEM SPDR INDEX SHS FDS 11,945.0 $559K 0.02% NEW $46.81 +8.1%
772 SCHR SCHWAB STRATEGIC TR 22,204.0 $558K 0.02% NEW $25.13 -2.6%
773 FIRST TR EXCHNG TRADED FD VI 25,705.0 $554K 0.02% NEW $21.56
774 EXPE EXPEDIA GROUP INC Consumer Cyclical 2,591.0 $554K 0.02% NEW $213.77 -3.1%
775 DUSA DAVIS FUNDAMENTAL ETF TR 11,550.0 $553K 0.02% NEW $47.90 +16.1%
776 IEUR ISHARES TR 8,108.0 $552K 0.02% NEW $68.12 +9.0%
777 PTY PIMCO CORPORATE & INCOME OPP Financial Services 38,161.0 $551K 0.02% NEW $14.44 -18.7%
778 GDV GABELLI DIVID & INCOME TR Financial Services 20,145.0 $547K 0.02% NEW $27.13 +6.1%
779 RMBS RAMBUS INC DEL Technology 5,243.0 $546K 0.02% NEW $104.20 +19.1%
780 FQAL FIDELITY COVINGTON TRUST 7,277.0 $544K 0.01% NEW $74.72 +6.3%
Page 39 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%