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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 4 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 IOO ISHARES TR 80,746.0 $9.7M 0.28% NEW $120.01 +17.4%
62 MOAT VANECK ETF TRUST 97,700.0 $9.7M 0.28% NEW $99.11 +1.3%
63 USIG ISHARES TR 183,326.0 $9.6M 0.27% NEW $52.22 -2.8%
64 CGDV CAPITAL GROUP DIVIDEND VALUE 226,336.0 $9.5M 0.27% NEW $42.05 +13.4%
65 ORCL ORACLE CORP Technology 33,532.0 $9.4M 0.27% NEW $281.24 -31.4%
66 VIG VANGUARD SPECIALIZED FUNDS 42,413.0 $9.2M 0.26% NEW $215.79 +6.8%
67 XLF SELECT SECTOR SPDR TR 168,913.0 $9.1M 0.26% NEW $53.87 -4.0%
68 NFLX NETFLIX INC Communication Services 7,555.0 $9.1M 0.26% NEW $1198.97 -92.7%
69 IEMG ISHARES INC 135,129.0 $8.9M 0.25% NEW $65.92 +20.5%
70 WM WASTE MGMT INC DEL Industrials 40,231.0 $8.9M 0.25% NEW $220.83 -0.5%
71 XOM EXXON MOBIL CORP Energy 77,791.0 $8.8M 0.25% NEW $112.75 +40.1%
72 BALT INNOVATOR ETFS TRUST 265,315.0 $8.7M 0.25% NEW $32.82 +3.8%
73 CRWD CROWDSTRIKE HLDGS INC Technology 17,565.0 $8.6M 0.24% NEW $490.37 +21.1%
74 SLV ISHARES SILVER TR Financial Services 197,192.0 $8.4M 0.24% NEW $42.37 +65.1%
75 BNDX VANGUARD CHARLOTTE FDS 164,632.0 $8.1M 0.23% NEW $49.46 -3.6%
76 PG PROCTER AND GAMBLE CO Consumer Defensive 52,851.0 $8.1M 0.23% NEW $153.65 -7.9%
77 CIBR FIRST TR EXCHANGE TRADED FD 106,697.0 $8.1M 0.23% NEW $76.01 +6.5%
78 VGT VANGUARD WORLD FD 10,849.0 $8.1M 0.23% NEW $746.63 -85.0%
79 VUG VANGUARD INDEX FDS 16,586.0 $8.0M 0.23% NEW $479.67 -81.8%
80 XHLF BONDBLOXX ETF TRUST 156,937.0 $7.9M 0.23% NEW $50.42 -0.3%
Page 4 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%