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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 4 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 QUAL ISHARES TR 52,011.0 $10.3M 0.28% -3K -6.3% $198.62 +6.0%
62 BIV VANGUARD BD INDEX FDS 131,178.0 $10.3M 0.28% -9K -6.7% $78.22 -2.8%
63 IMCG ISHARES TR 127,905.0 $10.2M 0.28% +2K +1.9% $79.84 +11.9%
64 USIG ISHARES TR 188,950.0 $9.8M 0.27% +6K +3.1% $51.77 -1.8%
65 MUB ISHARES TR 90,725.0 $9.7M 0.27% -4K -4.0% $107.11 -0.9%
66 AMD ADVANCED MICRO DEVICES INC Technology 43,934.0 $9.6M 0.26% -3K -5.8% $217.75 +94.8%
67 VIG VANGUARD SPECIALIZED FUNDS 43,207.0 $9.5M 0.26% +794.0 +1.9% $219.78 +4.4%
68 NEE NEXTERA ENERGY INC Utilities 117,200.0 $9.4M 0.26% +13K +12.2% $80.17 +19.3%
69 IEMG ISHARES INC 137,682.0 $9.3M 0.26% +3K +1.9% $67.29 +18.1%
70 WM WASTE MGMT INC DEL Industrials 41,587.0 $9.2M 0.25% +1K +3.4% $221.29 -1.1%
71 CRWD CROWDSTRIKE HLDGS INC Technology 19,293.0 $8.9M 0.25% +2K +9.8% $463.43 +25.1%
72 BALT INNOVATOR ETFS TRUST 265,399.0 $8.9M 0.25% $33.53 +1.6%
73 IOO ISHARES TR 68,647.0 $8.7M 0.24% -12K -15.0% $126.67 +11.1%
74 JEPI J P MORGAN EXCHANGE TRADED F 151,743.0 $8.7M 0.24% -38K -20.2% $57.26 -2.4%
75 VUG VANGUARD INDEX FDS 17,580.0 $8.6M 0.24% +994.0 +6.0% $487.85 -82.1%
76 SMH VANECK ETF TRUST 22,130.0 $8.4M 0.23% +720.0 +3.4% $381.43 +45.9%
77 BNDX VANGUARD CHARLOTTE FDS 174,392.0 $8.4M 0.23% +10K +5.9% $48.24 -1.4%
78 VGT VANGUARD WORLD FD 11,315.0 $8.3M 0.23% +466.0 +4.3% $734.79 -84.6%
79 XLV SELECT SECTOR SPDR TR 52,675.0 $8.2M 0.23% +7K +15.3% $154.87 -6.3%
80 XLU SELECT SECTOR SPDR TR 173,429.0 $8.1M 0.22% +89K +104.4% $46.62 -5.9%
Page 4 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%