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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 41 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 XMVM INVESCO EXCHANGE TRADED FD T 7,423.0 $486K 0.01% +266.0 +3.7% $65.45 +3.8%
802 TOTALENERGIES SE 7,408.0 $486K 0.01% NEW $65.57
803 BMAY INNOVATOR ETFS TRUST 10,770.0 $483K 0.01% -310.0 -2.8% $44.82 +4.1%
804 DIVI FRANKLIN TEMPLETON ETF TR 12,382.0 $482K 0.01% +3K +25.6% $38.89 +8.7%
805 XSHQ INVESCO EXCH TRADED FD TR II 11,404.0 $480K 0.01% -221.0 -1.9% $42.10 +5.9%
806 ZS ZSCALER INC Technology 2,130.0 $479K 0.01% -1K -37.4% $224.97 -24.7%
807 INGERSOLL RAND INC 6,020.0 $477K 0.01% -1K -16.1% $79.22
808 URA GLOBAL X FDS 11,146.0 $476K 0.01% +409.0 +3.8% $42.73 +10.4%
809 OXY OCCIDENTAL PETE CORP Energy 11,553.0 $475K 0.01% -466.0 -3.9% $41.12 +48.8%
810 SPYX SPDR SERIES TRUST 8,440.0 $474K 0.01% +51.0 +0.6% $56.19 +6.9%
811 MTB M & T BK CORP Financial Services 2,346.0 $473K 0.01% -754.0 -24.3% $201.51 +2.0%
812 DES WISDOMTREE TR 14,073.0 $471K 0.01% $33.45 +12.7%
813 HRL HORMEL FOODS CORP Consumer Defensive 19,766.0 $468K 0.01% +5K +31.4% $23.70 -14.7%
814 DKS DICKS SPORTING GOODS INC Consumer Cyclical 2,352.0 $466K 0.01% $197.94 +6.3%
815 CGMS CAPITAL GRP FIXED INCM ETF T 16,839.0 $465K 0.01% -112.0 -0.7% $27.62 -1.2%
816 ENTERGY CORP NEW 5,029.0 $465K 0.01% +448.0 +9.8% $92.44
817 GPC GENUINE PARTS CO Consumer Cyclical 3,762.0 $463K 0.01% $122.95 -25.7%
818 CR CRANE COMPANY Industrials 2,506.0 $462K 0.01% -25.0 -1.0% $184.43 -8.4%
819 TPHD TIMOTHY PLAN 11,993.0 $462K 0.01% +132.0 +1.1% $38.53 +7.5%
820 MRSH MARSH & MCLENNAN COS INC Financial Services 2,505.0 $462K 0.01% $184.43 -11.9%
Page 41 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%