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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 45 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 BLLN BILLIONTOONE INC Healthcare 5,000.0 $409K 0.01% NEW $81.84 +0.5%
882 ALB ALBEMARLE CORP Basic Materials 2,886.0 $408K 0.01% NEW $141.44 +19.5%
883 LYB LYONDELLBASELL INDUSTRIES N Basic Materials 9,436.0 $407K 0.01% -3K -23.6% $43.15 +71.8%
884 DOV DOVER CORP Industrials 2,076.0 $405K 0.01% -188.0 -8.3% $195.25 +8.0%
885 CGVV CAPITAL GROUP EQUITY ETF TR 15,000.0 $404K 0.01% NEW $26.90 +10.1%
886 PRFZ INVESCO EXCHANGE TRADED FD T 8,791.0 $403K 0.01% -233.0 -2.6% $45.89 +7.3%
887 AMT AMERICAN TOWER CORP NEW Real Estate 2,443.0 $403K 0.01% -242.0 -9.0% $164.98 +10.9%
888 SPMD SPDR SERIES TRUST 6,949.0 $402K 0.01% $57.91 +8.2%
889 BTI BRITISH AMERN TOB PLC Consumer Defensive 7,102.0 $402K 0.01% -405.0 -5.4% $56.62 +17.2%
890 EIDO ISHARES TR 21,473.0 $402K 0.01% +10K +92.7% $18.72 -28.1%
891 RYLD GLOBAL X FDS 26,235.0 $401K 0.01% +825.0 +3.2% $15.30 +0.1%
892 COIN COINBASE GLOBAL INC Financial Services 1,822.0 $401K 0.01% -217.0 -10.6% $219.89 -13.8%
893 APOS APOLLO GLOBAL MGMT INC Financial Services 2,765.0 $400K 0.01% -875.0 -24.0% $144.75 -82.2%
894 BROS DUTCH BROS INC Consumer Cyclical 6,490.0 $397K 0.01% -730.0 -10.1% $61.22 -13.8%
895 TACK CAPITOL SER TR 13,235.0 $397K 0.01% -19K -58.6% $29.97 +3.3%
896 CGW INVESCO EXCH TRADED FD TR II 6,254.0 $394K 0.01% +320.0 +5.4% $63.01 -2.6%
897 FLMI FRANKLIN TEMPLETON ETF TR 15,827.0 $394K 0.01% +2K +12.1% $24.87 -0.7%
898 RDVI FIRST TR EXCHANGE-TRADED FD 14,999.0 $393K 0.01% +2K +18.3% $26.23 +2.7%
899 SUSA ISHARES TR 2,823.0 $393K 0.01% $139.34 +6.8%
900 FDRR FIDELITY COVINGTON TRUST 6,429.0 $392K 0.01% -69.0 -1.1% $61.02 +5.6%
Page 45 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%