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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 47 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 SCHV SCHWAB STRATEGIC TR 12,659.0 $375K 0.01% +614.0 +5.1% $29.61 +9.9%
922 UVV UNIVERSAL CORP VA Consumer Defensive 7,089.0 $374K 0.01% +493.0 +7.5% $52.75 +3.2%
923 WPC WP CAREY INC Real Estate 5,806.0 $374K 0.01% $64.41 +14.7%
924 BFEB INNOVATOR ETFS TRUST 7,763.0 $373K 0.01% $48.04 +8.0%
925 THD ISHARES INC 6,236.0 $372K 0.01% NEW $59.67 +19.1%
926 COLL COLLEGIUM PHARMACEUTICAL INC Healthcare 8,000.0 $370K 0.01% NEW $46.30 -27.3%
927 MEDP MEDPACE HLDGS INC Healthcare 659.0 $370K 0.01% NEW $561.65 -25.1%
928 DON WISDOMTREE TR 7,156.0 $369K 0.01% $51.60 +4.7%
929 SPLB SPDR SERIES TRUST 16,322.0 $369K 0.01% +423.0 +2.7% $22.58 -3.6%
930 MKC MCCORMICK & CO INC Consumer Defensive 5,393.0 $367K 0.01% -288.0 -5.1% $68.10 -31.4%
931 MSCI MSCI INC Financial Services 640.0 $367K 0.01% -14.0 -2.1% $573.45 -2.0%
932 VLUE ISHARES TR 2,683.0 $367K 0.01% -91.0 -3.3% $136.72 +30.4%
933 ESGG FLEXSHARES TR 1,787.0 $367K 0.01% +34.0 +1.9% $205.24 +8.7%
934 EIPX FIRST TR EXCHANGE-TRADED FD 13,850.0 $366K 0.01% -465.0 -3.2% $26.44 +24.2%
935 PTF INVESCO EXCHANGE TRADED FD T 4,769.0 $365K 0.01% +432.0 +10.0% $76.49 +49.7%
936 CTAS CINTAS CORP Industrials 1,937.0 $364K 0.01% -2K -54.0% $188.08 -7.2%
937 LQDT LIQUIDITY SVCS INC Consumer Cyclical 12,000.0 $364K 0.01% -900.0 -7.0% $30.31 +11.8%
938 WULF TERAWULF INC Financial Services 31,550.0 $363K 0.01% +2K +6.7% $11.49 +84.0%
939 AKRE PROFESIONALLY MANAGED PORTFO 5,501.0 $360K 0.01% NEW $65.51 -17.5%
940 TIPX SPDR SERIES TRUST 18,886.0 $360K 0.01% +2K +10.0% $19.08 +0.1%
Page 47 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%