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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 48 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
941 APIE TRUST FOR PROFESSIONAL MANAG 10,137.0 $360K 0.01% +765.0 +8.2% $35.51 +5.5%
942 AR ANTERO RESOURCES CORP Energy 10,445.0 $360K 0.01% +1K +11.1% $34.46 +12.3%
943 VTWO VANGUARD SCOTTSDALE FDS 3,593.0 $358K 0.01% +180.0 +5.3% $99.51 +11.3%
944 GWX SPDR INDEX SHS FDS 8,748.0 $357K 0.01% +2K +37.5% $40.86 +10.8%
945 SBSW SIBANYE STILLWATER LTD Basic Materials 24,774.0 $353K 0.01% -9K -27.5% $14.25 -19.3%
946 URNM SPROTT FDS TR 6,418.0 $352K 0.01% -57.0 -0.9% $54.89 +4.8%
947 ECL ECOLAB INC Basic Materials 1,356.0 $352K 0.01% -2K -58.2% $259.59 -5.3%
948 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 8,269.0 $352K 0.01% +202.0 +2.5% $42.55 +4.5%
949 ESTA ESTABLISHMENT LABS HLDGS INC Healthcare 4,800.0 $350K 0.01% NEW $72.88 -8.0%
950 FDD FIRST TR EXCHANGE-TRADED FD 19,966.0 $349K 0.01% +3K +20.8% $17.50 +11.1%
951 IWX ISHARES TR 3,790.0 $348K 0.01% +1K +47.2% $91.86 +10.9%
952 TM TOYOTA MOTOR CORP Consumer Cyclical 1,626.0 $348K 0.01% +278.0 +20.6% $214.08 -13.0%
953 SRE SEMPRA Utilities 3,928.0 $347K 0.01% -28.0 -0.7% $88.28 +3.2%
954 VBK VANGUARD INDEX FDS 1,147.0 $347K 0.01% +40.0 +3.6% $302.21 +9.9%
955 FMUN FIDELITY MERRIMACK STR TR 6,654.0 $346K 0.01% NEW $51.96 -4.7%
956 HCA HCA HEALTHCARE INC Healthcare 738.0 $345K 0.01% +119.0 +19.2% $466.88 -12.7%
957 INCO COLUMBIA ETF TR II 5,308.0 $344K 0.01% +356.0 +7.2% $64.81 -12.2%
958 Q QNITY ELECTRONICS INC Technology 4,210.0 $344K 0.01% NEW $81.66 +79.3%
959 GBF ISHARES TR 3,272.0 $343K 0.01% -22.0 -0.7% $104.70 -2.1%
960 EMB ISHARES TR 3,553.0 $342K 0.01% -132.0 -3.6% $96.29 -2.1%
Page 48 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%