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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 5 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 SECT NORTHERN LTS FD TR IV 124,820.0 $8.1M 0.22% +10K +8.4% $64.69 +6.1%
82 PG PROCTER AND GAMBLE CO Consumer Defensive 55,502.0 $8.0M 0.22% +3K +5.0% $144.44 -1.2%
83 VCSH VANGUARD SCOTTSDALE FDS 100,207.0 $8.0M 0.22% +2K +1.9% $79.73 -1.2%
84 FTEC FIDELITY COVINGTON TRUST 33,032.0 $8.0M 0.22% -238.0 -0.7% $241.42 +12.1%
85 VO VANGUARD INDEX FDS 27,208.0 $7.9M 0.22% +560.0 +2.1% $291.35 -73.7%
86 MOAT VANECK ETF TRUST 76,397.0 $7.9M 0.22% -21K -21.8% $103.56 -4.1%
87 VZ VERIZON COMMUNICATIONS INC Communication Services 193,509.0 $7.9M 0.22% +23K +13.8% $40.70 +15.6%
88 XHLF BONDBLOXX ETF TRUST 155,773.0 $7.8M 0.22% -1K -0.7% $50.25 -0.0%
89 GS GOLDMAN SACHS GROUP INC Financial Services 8,779.0 $7.7M 0.21% -116.0 -1.3% $877.35 +10.4%
90 CIBR FIRST TR EXCHANGE TRADED FD 107,597.0 $7.7M 0.21% +900.0 +0.8% $71.45 +10.6%
91 FBND FIDELITY MERRIMACK STR TR 166,257.0 $7.7M 0.21% +2K +1.0% $46.04 -1.8%
92 PSFF PACER FDS TR 236,403.0 $7.6M 0.21% +6K +2.6% $32.33 +4.6%
93 NFLX NETFLIX INC Communication Services 79,537.0 $7.6M 0.21% +72K +952.8% $95.19 -8.7%
94 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 23,150.0 $7.2M 0.20% +1K +6.8% $312.74 +33.6%
95 USHY ISHARES TR 192,492.0 $7.2M 0.20% +10K +5.5% $37.39 -1.6%
96 IJT ISHARES TR 49,040.0 $7.1M 0.20% +1K +3.0% $144.32 +9.8%
97 ITOT ISHARES TR 47,227.0 $7.0M 0.19% -796.0 -1.7% $148.80 +8.3%
98 SPIB SPDR SERIES TRUST 207,696.0 $7.0M 0.19% $33.81 -1.5%
99 HDV ISHARES TR 56,817.0 $6.9M 0.19% $121.61 -77.6%
100 DTE DTE ENERGY CO Utilities 53,149.0 $6.9M 0.19% $128.99 +11.5%
Page 5 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%