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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 52 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 SNA SNAP ON INC Industrials 873.0 $301K 0.01% -132.0 -13.1% $344.58 +5.5%
1022 DVN DEVON ENERGY CORP NEW Energy 8,212.0 $301K 0.01% -81.0 -1.0% $36.63 +35.6%
1023 BUYW NORTHERN LTS FD TR IV 20,972.0 $300K 0.01% +10K +88.7% $14.32 +1.0%
1024 EW EDWARDS LIFESCIENCES CORP Healthcare 3,518.0 $300K 0.01% -53.0 -1.5% $85.25 -3.4%
1025 IRM IRON MTN INC DEL Real Estate 3,605.0 $299K 0.01% +193.0 +5.7% $83.05 +49.3%
1026 LQDH ISHARES U S ETF TR 3,199.0 $299K 0.01% -392.0 -10.9% $93.36 -0.3%
1027 RNTX REIN THERAPEUTICS INC Healthcare 247,277.0 $299K 0.01% -7K -2.6% $1.21 -17.6%
1028 HPE HEWLETT PACKARD ENTERPRISE C Technology 12,425.0 $299K 0.01% -566.0 -4.4% $24.03 +37.3%
1029 SNOV FIRST TR EXCHNG TRADED FD VI 12,060.0 $298K 0.01% -7K -36.2% $24.72 +5.8%
1030 HLT HILTON WORLDWIDE HLDGS INC Consumer Cyclical 1,033.0 $297K 0.01% -29.0 -2.7% $287.25 +10.8%
1031 HBAN HUNTINGTON BANCSHARES INC Financial Services 17,097.0 $297K 0.01% -1K -7.5% $17.35 -10.3%
1032 DOW DOW INC Basic Materials 12,683.0 $297K 0.01% -15K -53.4% $23.38 +64.9%
1033 GPIX GOLDMAN SACHS ETF TR 5,610.0 $296K 0.01% NEW $52.80 +3.6%
1034 KWEB KRANESHARES TRUST 8,673.0 $295K 0.01% NEW $34.05 -16.9%
1035 NEBIUS GROUP N.V. 3,528.0 $295K 0.01% NEW $83.70
1036 FMDE FIDELITY COVINGTON TRUST 8,111.0 $295K 0.01% +2K +31.5% $36.38 +4.9%
1037 NLR VANECK ETF TRUST 2,372.0 $295K 0.01% NEW $124.22 +0.7%
1038 GCOW PACER FDS TR 7,147.0 $295K 0.01% +555.0 +8.4% $41.22 +13.1%
1039 CGTX COGNITION THERAPEUTICS INC Healthcare 216,165.0 $295K 0.01% +89K +70.1% $1.36 -18.5%
1040 OMC OMNICOM GROUP INC Communication Services 3,643.0 $294K 0.01% NEW $80.74 -9.4%
Page 52 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%