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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 53 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 GDMN WISDOMTREE TR 3,158.0 $294K 0.01% NEW $93.03 -2.8%
1042 AZO AUTOZONE INC Consumer Cyclical 86.0 $292K 0.01% +3.0 +3.6% $3391.50 -1.8%
1043 IYE ISHARES TR 6,127.0 $291K 0.01% +294.0 +5.0% $47.53 +34.9%
1044 OZK BANK OZK LITTLE ROCK ARK Financial Services 6,291.0 $290K 0.01% +713.0 +12.8% $46.02 +1.8%
1045 IOT SAMSARA INC Technology 8,161.0 $289K 0.01% +556.0 +7.3% $35.45 -12.4%
1046 IGLB ISHARES TR 5,714.0 $288K 0.01% +1K +34.1% $50.45 -3.7%
1047 IYG ISHARES TR 3,121.0 $288K 0.01% +434.0 +16.1% $92.26 -6.3%
1048 UIVM VICTORY PORTFOLIOS II 4,431.0 $288K 0.01% NEW $64.98 +10.1%
1049 RGTI RIGETTI COMPUTING INC Technology 13,181.0 $288K 0.01% +1K +11.7% $21.81 -24.8%
1050 HYMB SPDR SERIES TRUST 11,511.0 $287K 0.01% $24.94 -0.8%
1051 USB US BANCORP DEL Financial Services 5,354.0 $286K 0.01% -620.0 -10.4% $53.36 -1.0%
1052 BWAY BRAINSWAY LTD Healthcare 15,000.0 $285K 0.01% NEW $19.02 -22.3%
1053 IWB ISHARES TR 763.0 $285K 0.01% +14.0 +1.9% $373.37 +7.2%
1054 RKLB ROCKET LAB CORP Industrials 4,071.0 $284K 0.01% -15K -78.7% $69.77 +78.8%
1055 LOUP INNOVATOR ETFS TRUST 3,717.0 $284K 0.01% NEW $76.41 +11.3%
1056 NEW GOLD INC CDA 32,410.0 $282K 0.01% +6K +22.8% $8.71
1057 TYG TORTOISE ENERGY INFRA CORP Financial Services 6,896.0 $282K 0.01% NEW $40.90 +14.3%
1058 QTEC FIRST TR EXCHANGE-TRADED FD 1,223.0 $281K 0.01% -1K -48.2% $230.12 +25.5%
1059 RING ISHARES INC 3,990.0 $281K 0.01% +641.0 +19.1% $70.53 +4.4%
1060 SOXQ INVESCO EXCH TRADED FD TR II 5,027.0 $280K 0.01% +50.0 +1.0% $55.77 +57.8%
Page 53 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%