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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 54 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1061 AXGN AXOGEN INC Healthcare 8,562.0 $280K 0.01% NEW $32.73 +27.7%
1062 RIGL RIGEL PHARMACEUTICALS INC Healthcare 6,533.0 $280K 0.01% NEW $42.83 -33.5%
1063 NJAN INNOVATOR ETFS TRUST 3,392.0 $280K 0.01% NEW $82.44 -29.6%
1064 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 8,460.0 $279K 0.01% -5K -35.6% $33.02 +2.9%
1065 ALLE ALLEGION PLC Industrials 1,754.0 $279K 0.01% -389.0 -18.1% $159.19 -20.5%
1066 ODDITY TECH LTD 6,930.0 $278K 0.01% +1K +22.9% $40.18
1067 ETJ EATON VANCE RISK-MANAGED DIV Financial Services 31,560.0 $278K 0.01% -236.0 -0.7% $8.82 -6.7%
1068 BBDC BARINGS BDC INC Financial Services 30,301.0 $278K 0.01% +2K +6.2% $9.18 -8.0%
1069 CRMD CORMEDIX INC Healthcare 23,872.0 $278K 0.01% -3K -10.4% $11.63 -31.9%
1070 APLE APPLE HOSPITALITY REIT INC Real Estate 23,382.0 $277K 0.01% +457.0 +2.0% $11.85 +17.3%
1071 FALN ISHARES TR 10,116.0 $276K 0.01% +208.0 +2.1% $27.30 -2.1%
1072 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 1,715.0 $276K 0.01% -44.0 -2.5% $160.90 -2.9%
1073 LGH NORTHERN LTS FD TR III 4,437.0 $275K 0.01% NEW $61.97 +1.2%
1074 GWW WW GRAINGER INC Industrials 272.0 $275K 0.01% -6.0 -2.2% $1010.27 +22.9%
1075 ES EVERSOURCE ENERGY Utilities 4,075.0 $274K 0.01% +282.0 +7.4% $67.32 +1.0%
1076 MAS MASCO CORP Industrials 4,321.0 $274K 0.01% -59.0 -1.4% $63.46 +0.1%
1077 FMUB FIDELITY MERRIMACK STR TR 5,148.0 $274K 0.01% NEW $53.19 -4.8%
1078 EIPI FIRST TR EXCHNG TRADED FD VI 13,782.0 $274K 0.01% +2K +13.1% $19.87 +13.8%
1079 CTVA CORTEVA INC Basic Materials 4,073.0 $273K 0.01% -122.0 -2.9% $67.03 +19.0%
1080 VKTX VIKING THERAPEUTICS INC Healthcare 7,760.0 $273K 0.01% NEW $35.18 -19.0%
Page 54 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%