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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 55 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 KRE SPDR SERIES TRUST 4,208.0 $273K 0.01% +63.0 +1.5% $64.81 +4.8%
1082 GLU GABELLI GLOBL UTIL & INCOME Financial Services 14,141.0 $272K 0.01% $19.27 +0.3%
1083 PGX INVESCO EXCH TRADED FD TR II 24,185.0 $272K 0.01% -2K -9.2% $11.24 -2.0%
1084 POR PORTLAND GEN ELEC CO Utilities 5,663.0 $272K 0.01% +210.0 +3.9% $47.99 -1.5%
1085 ZION ZIONS BANCORPORATION N A Financial Services 4,638.0 $271K 0.01% +127.0 +2.8% $58.54 +1.9%
1086 TKO TKO GROUP HOLDINGS INC Communication Services 1,293.0 $270K 0.01% $209.01 -9.1%
1087 CBRE CBRE GROUP INC Real Estate 1,679.0 $270K 0.01% $160.79 -18.9%
1088 DVYE ISHARES INC 8,620.0 $269K 0.01% -508.0 -5.6% $31.16 +9.6%
1089 MSI MOTOROLA SOLUTIONS INC Technology 1,018.0 $268K 0.01% +91.0 +9.8% $263.55 +49.2%
1090 AGO ASSURED GUARANTY LTD Financial Services 2,982.0 $268K 0.01% -97.0 -3.1% $89.86 -15.9%
1091 CYBERARK SOFTWARE LTD 598.0 $267K 0.01% $446.33
1092 DRD DRDGOLD LIMITED Basic Materials 8,543.0 $265K 0.01% +300.0 +3.6% $31.01 -15.3%
1093 USFR WISDOMTREE TR 5,243.0 $264K 0.01% -780.0 -12.9% $50.32 +0.2%
1094 DBND DOUBLELINE ETF TRUST 5,664.0 $263K 0.01% -75.0 -1.3% $46.36 -2.5%
1095 WAB WABTEC Industrials 1,220.0 $260K 0.01% +40.0 +3.4% $213.47 +23.6%
1096 MFC MANULIFE FINL CORP Financial Services 7,174.0 $260K 0.01% -806.0 -10.1% $36.28 +3.6%
1097 EXEL EXELIXIS INC Healthcare 5,932.0 $260K 0.01% NEW $43.83 +14.4%
1098 PINK SIMPLIFY EXCHANGE TRADED FUN 7,043.0 $258K 0.01% +550.0 +8.5% $36.60 -0.3%
1099 EQIX EQUINIX INC Real Estate 335.0 $257K 0.01% -29.0 -8.0% $765.97 +38.3%
1100 EZPW EZCORP INC Financial Services 13,197.0 $256K 0.01% $19.41 +70.0%
Page 55 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%