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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 57 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 MUNI PIMCO ETF TR 4,632.0 $243K 0.01% +202.0 +4.6% $52.41 -0.7%
1122 FLDR FIDELITY MERRIMACK STR TR 4,823.0 $242K 0.01% NEW $50.23 -0.3%
1123 CGIC CAPITAL GROUP INTERNATIONAL 7,415.0 $241K 0.01% $32.50 +9.8%
1124 TSCO TRACTOR SUPPLY CO Consumer Cyclical 4,799.0 $240K 0.01% -3K -35.9% $50.01 -38.9%
1125 RS RELIANCE INC Basic Materials 830.0 $240K 0.01% -120.0 -12.6% $288.84 +25.2%
1126 ZIM ZIM INTEGRATED SHIPPING SERV Industrials 11,259.0 $239K 0.01% -18K -61.9% $21.24 +20.4%
1127 KJAN INNOVATOR ETFS TRUST 5,070.0 $239K 0.01% -93.0 -1.8% $47.14 -6.6%
1128 IBKR INTERACTIVE BROKERS GROUP IN Financial Services 3,706.0 $238K 0.01% $64.31 +35.3%
1129 WBD WARNER BROS DISCOVERY INC Communication Services 8,266.0 $238K 0.01% NEW $28.82 -6.4%
1130 PJUN INNOVATOR ETFS TRUST 5,677.0 $238K 0.01% $41.88 +3.4%
1131 EAGG ISHARES TR 4,953.0 $237K 0.01% -73.0 -1.4% $47.85 -1.9%
1132 KAPR INNOVATOR ETFS TRUST 6,737.0 $237K 0.01% $35.13 +9.1%
1133 ARM ARM HOLDINGS PLC Technology 2,161.0 $236K 0.01% -65.0 -2.9% $109.31 +96.8%
1134 FNK FIRST TR EXCHANGE-TRADED ALP 4,241.0 $236K 0.01% $55.65 +4.6%
1135 IYJ ISHARES TR 1,584.0 $235K 0.01% $148.14 +4.7%
1136 UNM UNUM GROUP Financial Services 3,026.0 $234K 0.01% -195.0 -6.0% $77.49 +5.4%
1137 DKNG DRAFTKINGS INC NEW Consumer Cyclical 6,802.0 $234K 0.01% -2K -25.8% $34.46 -27.5%
1138 CSNR COHEN & STEERS ETF TRUST 7,582.0 $234K 0.01% -968.0 -11.3% $30.87 +20.7%
1139 CNC CALL CENTENE CORP DEL Healthcare 20,000.0 $234K 0.01% $11.70 +397.7%
1140 AGI ALAMOS GOLD INC NEW Basic Materials 11,795.0 $234K 0.01% +557.0 +5.0% $19.80 +103.5%
Page 57 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%