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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 59 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1161 BNGE FIRST TR EXCHANGE TRADED FD 6,000.0 $225K 0.01% $37.55 -18.8%
1162 CNTA CENTESSA PHARMACEUTICALS PLC Healthcare 9,000.0 $225K 0.01% NEW $25.01 +58.5%
1163 IGE ISHARES TR 4,474.0 $225K 0.01% $50.20 +24.2%
1164 QFLR INNOVATOR ETFS TRUST 6,551.0 $225K 0.01% +200.0 +3.1% $34.28 +4.0%
1165 CPSJ CALAMOS ETF TR 8,351.0 $225K 0.01% $26.89 +2.4%
1166 RIOT RIOT PLATFORMS INC Financial Services 17,672.0 $224K 0.01% -526.0 -2.9% $12.67 +85.4%
1167 EDOW FIRST TR EXCHANGE-TRADED FD 5,408.0 $223K 0.01% -5K -50.1% $41.30 +4.3%
1168 HMOP HARTFORD FDS EXCHANGE TRADED 5,705.0 $223K 0.01% +49.0 +0.9% $39.11 -0.7%
1169 KJUL INNOVATOR ETFS TRUST 6,999.0 $222K 0.01% -3K -26.4% $31.70 +5.6%
1170 IYK ISHARES TR 3,315.0 $222K 0.01% +17.0 +0.5% $66.91 +8.9%
1171 CLH CLEAN HARBORS INC Industrials 944.0 $221K 0.01% -118.0 -11.1% $234.48 +28.7%
1172 HYGH ISHARES U S ETF TR 2,566.0 $221K 0.01% NEW $86.22 +0.1%
1173 ESLT ELBIT SYS LTD Industrials 382.0 $221K 0.01% NEW $577.90 +29.8%
1174 YSEP FIRST TR EXCHNG TRADED FD VI 8,477.0 $221K 0.01% -9K -50.1% $26.01 +3.8%
1175 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 9,131.0 $220K 0.01% +223.0 +2.5% $24.11 +10.6%
1176 IBIC ISHARES TR 8,591.0 $220K 0.01% -9K -51.1% $25.55 +2.1%
1177 YDEC FIRST TR EXCHNG TRADED FD VI 8,375.0 $219K 0.01% NEW $26.19 +3.5%
1178 CHRW C H ROBINSON WORLDWIDE INC Industrials 1,363.0 $219K 0.01% NEW $160.72 +5.6%
1179 XT ISHARES TR 3,140.0 $219K 0.01% -46.0 -1.4% $69.73 +13.4%
1180 PFEB INNOVATOR ETFS TRUST 5,377.0 $219K 0.01% -50.0 -0.9% $40.72 +4.7%
Page 59 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%