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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 60 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1181 SANM SANMINA CORPORATION Technology 1,460.0 $219K 0.01% NEW $149.85 +57.1%
1182 UGI UGI CORP NEW Utilities 5,834.0 $218K 0.01% -1K -15.5% $37.43 -9.2%
1183 NULG NUSHARES ETF TR 2,231.0 $218K 0.01% $97.81 +11.6%
1184 PCAR PACCAR INC Industrials 1,985.0 $217K 0.01% NEW $109.53 +0.7%
1185 AJG GALLAGHER ARTHUR J & CO Financial Services 836.0 $216K 0.01% -3K -78.0% $258.73 -19.9%
1186 GPIQ GOLDMAN SACHS ETF TR 4,090.0 $216K 0.01% NEW $52.86 +8.3%
1187 HUBB HUBBELL INC Industrials 485.0 $215K 0.01% -76.0 -13.6% $444.25 +8.0%
1188 FSEP FIRST TR EXCHNG TRADED FD VI 4,161.0 $215K 0.01% +55.0 +1.3% $51.56 +5.4%
1189 SILJ AMPLIFY ETF TR 7,731.0 $214K 0.01% -6K -45.7% $27.67 +6.9%
1190 EOG EOG RES INC Energy 2,035.0 $214K 0.01% -88.0 -4.2% $105.00 +33.6%
1191 XTWO BONDBLOXX ETF TRUST 4,311.0 $213K 0.01% -956.0 -18.1% $49.47 -1.1%
1192 MORT VANECK ETF TRUST 20,288.0 $213K 0.01% +3K +17.3% $10.51 -4.7%
1193 YJUN FIRST TR EXCHNG TRADED FD VI 8,304.0 $213K 0.01% -8K -49.4% $25.64 +3.8%
1194 BCI ABRDN ETFS 10,881.0 $213K 0.01% +1K +10.3% $19.53 +31.2%
1195 EXPI EXP WORLD HLDGS INC Real Estate 23,459.0 $212K 0.01% -893.0 -3.7% $9.05 -25.5%
1196 XLSR SSGA ACTIVE TR 3,405.0 $212K 0.01% NEW $62.31 +4.6%
1197 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 18,234.0 $212K 0.01% -713.0 -3.8% $11.63 -2.8%
1198 TDG TRANSDIGM GROUP INC Industrials 159.0 $212K 0.01% NEW $1332.66 -13.8%
1199 SMAY FIRST TR EXCHNG TRADED FD VI 8,149.0 $212K 0.01% -8K -50.3% $25.97 +4.6%
1200 SJNK SPDR SERIES TRUST 8,346.0 $211K 0.01% -218.0 -2.5% $25.32 -1.5%
Page 60 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%