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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 61 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 PCY INVESCO EXCH TRADED FD TR II 9,750.0 $211K 0.01% $21.66 -2.1%
1202 RIO RIO TINTO PLC Basic Materials 2,638.0 $211K 0.01% NEW $80.04 +36.9%
1203 ITB ISHARES TR 2,192.0 $211K 0.01% -184.0 -7.7% $96.32 -10.2%
1204 AMP AMERIPRISE FINL INC Financial Services 430.0 $211K 0.01% -5.0 -1.1% $490.47 -4.1%
1205 AEE AMEREN CORP Utilities 2,111.0 $211K 0.01% -11K -83.4% $99.87 +6.5%
1206 NFLT ETFIS SER TR I 9,147.0 $211K 0.01% NEW $23.02 -0.5%
1207 ONB OLD NATL BANCORP IND Financial Services 9,400.0 $210K 0.01% $22.31 +5.7%
1208 FREL FIDELITY COVINGTON TRUST 7,785.0 $209K 0.01% -2K -19.8% $26.89 +6.0%
1209 MLM MARTIN MARIETTA MATLS INC Basic Materials 334.0 $208K 0.01% NEW $621.84 -7.5%
1210 BTC GRAYSCALE BITCOIN MINI TR ET Financial Services 5,357.0 $207K 0.01% NEW $38.73 -9.7%
1211 HACK AMPLIFY ETF TR 2,580.0 $207K 0.01% -258.0 -9.1% $80.37 +10.2%
1212 TSI TCW STRATEGIC INCOME FD INC Financial Services 41,952.0 $207K 0.01% $4.94 -7.7%
1213 XYL XYLEM INC Industrials 1,538.0 $207K 0.01% NEW $134.37 -18.6%
1214 DHI D R HORTON INC Consumer Cyclical 1,435.0 $207K 0.01% $144.00 -3.2%
1215 XAR SPDR SERIES TRUST 854.0 $206K 0.01% NEW $241.31 +8.0%
1216 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 25,398.0 $206K 0.01% $8.11 -4.1%
1217 IVES WEDBUSH SER TR 6,512.0 $206K 0.01% NEW $31.61 +15.0%
1218 USXF ISHARES TR 3,572.0 $206K 0.01% -910.0 -20.3% $57.58 +14.3%
1219 UEC URANIUM ENERGY CORP Energy 17,510.0 $205K 0.01% -4K -20.1% $11.68 +26.8%
1220 TPL TEXAS PACIFIC LAND CORPORATI Energy 635.0 $205K 0.01% +355.0 +126.8% $322.06 +20.6%
Page 61 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%