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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 64 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1261 WU WESTERN UN CO Financial Services 10,473.0 $98K 0.00% $9.31 -10.7%
1262 PFLT PENNANTPARK FLOATING RATE CA Financial Services 10,495.0 $97K 0.00% $9.27 -6.5%
1263 BTG B2GOLD CORP Basic Materials 21,000.0 $95K 0.00% -5K -18.3% $4.51 +8.6%
1264 TWI TITAN INTL INC ILL Industrials 12,069.0 $94K 0.00% $7.83 -0.6%
1265 374WATER INC 45,353.0 $93K 0.00% NEW $2.04
1266 MPT MEDICAL PPTYS TRUST INC Financial Services 18,277.0 $91K 0.00% -475.0 -2.5% $5.00 +3.6%
1267 CIK CREDIT SUISSE ASSET MGMT INC Financial Services 31,435.0 $89K 0.00% $2.83 -11.7%
1268 SPY PUT SPDR S&P 500 ETF TR Financial Services 24,600.0 $89K 0.00% +700.0 +2.9% $3.60 +20431.8%
1269 IGR CBRE GBL REAL ESTATE INC FD Financial Services 19,920.0 $87K 0.00% $4.38 +5.0%
1270 XRX XEROX HOLDINGS CORP Technology 36,344.0 $86K 0.00% +8K +28.1% $2.37 +2.4%
1271 GAB GABELLI EQUITY TR INC Financial Services 13,047.0 $81K 0.00% $6.17 -10.4%
1272 NAT NORDIC AMERICAN TANKERS LIMI Industrials 22,759.0 $78K 0.00% -8K -26.0% $3.44 +60.2%
1273 XAI OCTAGN FLT RAT & ALT INM 12,641.0 $72K 0.00% NEW $5.71
1274 BBAI BIGBEAR AI HLDGS INC Technology 12,600.0 $68K 0.00% -4K -21.7% $5.40 -24.4%
1275 BBD BANCO BRADESCO S A Financial Services 19,477.0 $66K 0.00% $3.40 +2.1%
1276 ABRDN GLOBAL PREMIER PPTYS F 16,728.0 $64K 0.00% $3.84
1277 GGB GERDAU SA Basic Materials 17,325.0 $64K 0.00% $3.69 +27.6%
1278 SB SAFE BULKERS INC Industrials 11,652.0 $56K 0.00% -223.0 -1.9% $4.82 +51.2%
1279 STGW STAGWELL INC Communication Services 10,346.0 $51K 0.00% -4K -26.1% $4.89 +25.2%
1280 PLUG PLUG POWER INC Industrials 24,683.0 $48K 0.00% -2K -8.2% $1.96 +93.0%
Page 64 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%