BullishAgent BullishAgent Filings Market Earnings Ratings IPOs ETFs Insiders
Screener
Sign in Register
Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 65 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 HIO WESTERN ASSET HIGH INCOME OP Financial Services 12,704.0 $47K 0.00% -5K -27.9% $3.71 -3.8%
1282 GLDG GOLDMINING INC Basic Materials 37,500.0 $47K 0.00% NEW $1.25 -12.0%
1283 RC READY CAPITAL CORP Real Estate 18,461.0 $39K 0.00% -1K -7.3% $2.11 -18.3%
1284 BLDP BALLARD PWR SYS INC NEW Industrials 15,093.0 $38K 0.00% -96.0 -0.6% $2.54 +62.6%
1285 OXSQ OXFORD SQUARE CAP CORP Financial Services 21,011.0 $37K 0.00% $1.76 -1.1%
1286 IMMUNITYBIO INC 17,000.0 $34K 0.00% $1.98
1287 INTENSITY THERAPEUTICS INC 56,432.0 $23K 0.00% -13K -18.4% $0.41
1288 OPK OPKO HEALTH INC Healthcare 15,807.0 $20K 0.00% $1.26 -12.7%
1289 CLOV CLOVER HEALTH INVESTMENTS CO Healthcare 11,124.0 $19K 0.00% -8K -40.6% $1.72 +102.2%
1290 ATOSSA THERAPEUTICS INC 24,000.0 $14K $0.59
1291 CUE BIOPHARMA INC 41,050.0 $13K -12K -23.0% $0.31
1292 XRX PUT XEROX HOLDINGS CORP Technology 71,700.0 $4K -600.0 -0.8% $0.06 +3833.0%
1293 UBER CALL UBER TECHNOLOGIES INC Technology 21,000.0 $4K +1K +5.0% $0.21 +35792.2%
1294 NWL PUT NEWELL BRANDS INC Consumer Defensive 39,100.0 $4K +17K +77.7% $0.10 +3832.9%
1295 AI CALL C3 AI INC Technology 20,000.0 $3K NEW $0.16 +5306.2%
Page 65 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%