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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 7 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 FVD FIRST TR EXCHANGE-TRADED FD 129,012.0 $5.9M 0.16% +25K +23.5% $46.08 +2.7%
122 AMGN AMGEN INC Healthcare 17,992.0 $5.9M 0.16% +3K +24.1% $327.32 -0.9%
123 XLI SELECT SECTOR SPDR TR 37,578.0 $5.8M 0.16% +2K +6.1% $155.12 +10.1%
124 MSTB ETF SER SOLUTIONS 145,731.0 $5.8M 0.16% +4K +3.2% $39.92 +7.0%
125 DUKQ NORTHERN LIGHTS FD TR 208,454.0 $5.8M 0.16% +6K +3.2% $27.87 +7.9%
126 PEP PEPSICO INC Consumer Defensive 41,393.0 $5.8M 0.16% +306.0 +0.7% $139.18 +7.1%
127 MS MORGAN STANLEY Financial Services 32,142.0 $5.7M 0.16% +328.0 +1.0% $177.53 +8.4%
128 TDIV FIRST TR EXCHANGE TRADED FD 58,445.0 $5.7M 0.16% -19K -25.0% $96.84 +15.0%
129 IWP ISHARES TR 40,959.0 $5.6M 0.15% +4K +10.4% $137.18 -0.8%
130 PACER FDS TR 222,879.0 $5.6M 0.15% +6K +2.8% $25.10
131 IGV ISHARES TR 52,355.0 $5.5M 0.15% +2K +4.9% $105.69 -12.1%
132 JAAA JANUS DETROIT STR TR 108,665.0 $5.5M 0.15% +20K +22.8% $50.58 +0.1%
133 VCIT VANGUARD SCOTTSDALE FDS 64,732.0 $5.5M 0.15% +2K +3.7% $84.45 -3.0%
134 VBR VANGUARD INDEX FDS 25,558.0 $5.4M 0.15% $211.79 +7.8%
135 BA BOEING CO Industrials 24,763.0 $5.4M 0.15% +4K +17.5% $217.10 +1.6%
136 WFC WELLS FARGO CO NEW Financial Services 57,606.0 $5.4M 0.15% +775.0 +1.4% $93.20 -21.2%
137 MCD MCDONALDS CORP Consumer Cyclical 17,518.0 $5.4M 0.15% -3K -13.5% $305.85 -9.6%
138 BLV VANGUARD BD INDEX FDS 76,827.0 $5.3M 0.15% +12K +17.8% $69.55 -3.5%
139 KO COCA COLA CO Consumer Defensive 76,245.0 $5.3M 0.15% +872.0 +1.2% $69.91 +15.6%
140 XLE SELECT SECTOR SPDR TR 118,854.0 $5.3M 0.15% +59K +98.6% $44.59 +35.8%
Page 7 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%