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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 8 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 MA MASTERCARD INCORPORATED Financial Services 9,257.0 $5.3M 0.15% -2K -19.6% $570.23 -13.3%
142 SPHQ INVESCO EXCHANGE TRADED FD T 69,590.0 $5.2M 0.14% -1K -1.7% $75.05 +10.1%
143 FTCB FIRST TR EXCHANGE-TRADED FD 244,196.0 $5.2M 0.14% -66K -21.2% $21.23 -2.5%
144 GE GE AEROSPACE Industrials 16,778.0 $5.2M 0.14% +2K +14.0% $308.03 -8.6%
145 CSCO CISCO SYS INC Technology 66,535.0 $5.1M 0.14% +11K +19.9% $77.03 +53.5%
146 FLRT PACER FDS TR 106,960.0 $5.0M 0.14% +10K +9.8% $47.18 -0.6%
147 UNH UNITEDHEALTH GROUP INC Healthcare 15,111.0 $5.0M 0.14% -1K -7.8% $330.11 +19.3%
148 LOW LOWES COS INC Consumer Cyclical 20,663.0 $5.0M 0.14% +523.0 +2.6% $241.16 -9.4%
149 MRK MERCK & CO INC Healthcare 46,968.0 $4.9M 0.14% +10K +28.3% $105.27 +5.8%
150 ISRG INTUITIVE SURGICAL INC Healthcare 8,705.0 $4.9M 0.14% +820.0 +10.4% $566.36 -25.6%
151 IDMO INVESCO EXCH TRADED FD TR II 87,634.0 $4.9M 0.13% +10K +12.8% $55.57 +6.5%
152 FDL FIRST TR EXCHANGE-TRADED FD 109,653.0 $4.9M 0.13% +11K +11.7% $44.34 +13.1%
153 DLN WISDOMTREE TR 54,956.0 $4.8M 0.13% $88.10 +7.9%
154 ICSH ISHARES TR 95,018.0 $4.8M 0.13% +14K +17.5% $50.66 -0.3%
155 FIW FIRST TR EXCHANGE-TRADED FD 44,271.0 $4.8M 0.13% -717.0 -1.6% $108.64 -7.0%
156 UBER UBER TECHNOLOGIES INC Technology 58,143.0 $4.8M 0.13% -6K -9.1% $81.71 -8.1%
157 IWM ISHARES TR 19,280.0 $4.7M 0.13% -1K -5.5% $246.17 +12.1%
158 AIRR FIRST TR EXCHANGE TRADED FD 48,125.0 $4.7M 0.13% +3K +6.1% $98.32 +27.1%
159 VAW VANGUARD WORLD FD 22,404.0 $4.7M 0.13% +724.0 +3.3% $207.55 +9.1%
160 MANAGED PORTFOLIO SERIES 180,041.0 $4.6M 0.13% +73K +68.0% $25.66
Page 8 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%