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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 9 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 AFLG FIRST TR EXCHNG TRADED FD VI 117,625.0 $4.6M 0.13% -13K -10.1% $39.10 +9.3%
162 BFRZ INNOVATOR ETFS TRUST 168,795.0 $4.5M 0.12% -4K -2.1% $26.84 -0.2%
163 LRCX LAM RESEARCH CORP Technology 26,233.0 $4.5M 0.12% +5K +26.1% $172.02 +61.6%
164 RTX RTX CORPORATION Industrials 24,593.0 $4.5M 0.12% -188.0 -0.8% $183.40 -4.1%
165 VRT VERTIV HOLDINGS CO Industrials 27,583.0 $4.5M 0.12% +2K +6.8% $162.01 +109.7%
166 DUK DUKE ENERGY CORP NEW Utilities 38,100.0 $4.5M 0.12% $117.21 +4.8%
167 FPE FIRST TR EXCH TRADED FD III 244,377.0 $4.5M 0.12% +2K +0.9% $18.22 -1.7%
168 ITA ISHARES TR 18,263.0 $4.4M 0.12% -259.0 -1.4% $240.03 -9.0%
169 JBND J P MORGAN EXCHANGE TRADED F 81,061.0 $4.4M 0.12% +5K +6.2% $54.07 -2.4%
170 CGBL CAPITAL GROUP CORE BALANCED 124,057.0 $4.4M 0.12% +9K +7.4% $35.33 +3.7%
171 J P MORGAN EXCHANGE TRADED F 69,171.0 $4.4M 0.12% +3K +3.9% $63.18
172 COF CAPITAL ONE FINL CORP Financial Services 18,006.0 $4.4M 0.12% +2K +15.3% $242.35 -22.8%
173 MINT PIMCO ETF TR 43,700.0 $4.4M 0.12% +326.0 +0.8% $99.84 +0.7%
174 SHOP SHOPIFY INC Technology 26,653.0 $4.3M 0.12% -4K -13.5% $160.97 -36.4%
175 TCAF T ROWE PRICE ETF INC 112,172.0 $4.3M 0.12% +15K +14.9% $38.22 +4.2%
176 MTUM ISHARES TR 17,042.0 $4.3M 0.12% +134.0 +0.8% $250.31 +16.9%
177 ETN EATON CORP PLC Industrials 13,473.0 $4.2M 0.12% +208.0 +1.6% $312.24 +22.3%
178 GJAN FIRST TR EXCHNG TRADED FD VI 98,254.0 $4.2M 0.12% -6K -5.7% $42.79 +3.9%
179 BMY BRISTOL-MYERS SQUIBB CO Healthcare 77,789.0 $4.2M 0.12% +10K +14.2% $53.94 +8.1%
180 HEFA ISHARES TR 101,026.0 $4.2M 0.12% +5K +4.9% $41.36 +7.5%
Page 9 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%