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Portfolio (Quarterly) Guide ↗

BENJAMIN EDWARDS INC

· CIK 0001451623
13F Portfolio $9.0B AUM 1,919 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 95 New 644 Added 450 Reduced 80 Exited
Page 32 of 33  ·  644 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 CVNA CARVANA CO Consumer Cyclical 586.0 $247K 0.00% +34.0 +6.2% $422.00 -84.7%
622 AVK ADVENT CONV & INCOME FD Financial Services 19,093.0 $239K 0.00% +3K +17.6% $12.54 -2.1%
623 STAG STAG INDL INC Real Estate 6,332.0 $233K 0.00% +102.0 +1.6% $36.75 +3.7%
624 CVLT COMMVAULT SYS INC Technology 1,852.0 $232K 0.00% +162.0 +9.6% $125.34 -16.0%
625 NUKZ EXCHANGE TRADED CONCEPTS TRU 3,649.0 $232K 0.00% +386.0 +11.8% $63.50 +5.5%
626 NUV NUVEEN MUN VALUE FD INC Financial Services 25,050.0 $227K 0.00% +2K +8.7% $9.06 -0.8%
627 OLED UNIVERSAL DISPLAY CORP Technology 1,840.0 $215K 0.00% +186.0 +11.2% $116.76 -23.1%
628 VAW VANGUARD WORLD FD 1,031.0 $214K 0.00% +31.0 +3.1% $207.55 +6.7%
629 BEONE MEDICINES LTD 690.0 $210K 0.00% +51.0 +8.0% $303.72
630 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 40,611.0 $210K 0.00% +879.0 +2.2% $5.16 +0.7%
631 PIE INVESCO EXCH TRADED FD TR II 8,822.0 $209K 0.00% +76.0 +0.9% $23.64 +26.0%
632 FOF COHEN & STEERS CLOSED-END OP Financial Services 15,317.0 $202K 0.00% +2K +17.4% $13.20 +2.7%
633 ITUB ITAU UNIBANCO HLDG S A Financial Services 27,209.0 $195K 0.00% +7K +33.7% $7.16 +7.2%
634 AAL AMERICAN AIRLS GROUP INC Industrials 12,018.0 $184K 0.00% +444.0 +3.8% $15.33 -21.1%
635 HLMN HILLMAN SOLUTIONS CORP Industrials 20,095.0 $174K 0.00% +2K +13.5% $8.66 -18.3%
636 MCN XAI MADISON EQUITY PREMIUM I Financial Services 26,995.0 $162K 0.00% +1K +5.6% $6.00 -2.6%
637 VALE VALE S A Basic Materials 11,051.0 $144K 0.00% +561.0 +5.3% $13.03 +22.8%
638 ABRDN GLOBAL PREMIER PPTYS F 31,419.0 $121K 0.00% +3K +11.8% $3.84
639 PLUG PLUG POWER INC Industrials 60,614.0 $119K 0.00% +7K +13.6% $1.97 +71.6%
640 HIX WESTERN ASSET HIGH INCOM FD Financial Services 24,087.0 $100K 0.00% +5K +28.3% $4.16 -5.3%
Page 32 of 33  ·  644 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.9%
Financial Services 16.2%
Industrials 12.9%
Healthcare 9.8%
Consumer Cyclical 8.9%
Consumer Defensive 7.0%
Communication Services 5.4%
Utilities 5.2%
Energy 3.7%
Basic Materials 3.1%