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Portfolio (Quarterly) Guide ↗

BENJAMIN EDWARDS INC

· CIK 0001451623
13F Portfolio $9.0B AUM 1,919 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 95 New 644 Added 450 Reduced 80 Exited
Page 9 of 33  ·  644 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 FIRST TR EXCH TRADED FD III 77,913.0 $5.5M 0.06% +13K +19.6% $71.01
162 FMF FIRST TR EXCHANGE-TRADED FD 116,904.0 $5.5M 0.06% +33K +39.3% $47.06 +10.4%
163 CGSD CAPITAL GRP FIXED INCM ETF T 211,031.0 $5.5M 0.06% +26K +14.2% $26.01 -1.0%
164 EMR EMERSON ELEC CO Industrials 41,055.0 $5.4M 0.06% +3K +6.9% $132.73 -0.4%
165 COF CAPITAL ONE FINL CORP Financial Services 22,027.0 $5.3M 0.06% +1K +6.7% $242.45 -22.8%
166 WMG WARNER MUSIC GROUP CORP Communication Services 172,975.0 $5.3M 0.06% +5K +2.7% $30.67 +12.7%
167 PNC PNC FINL SVCS GROUP INC Financial Services 25,073.0 $5.2M 0.06% +310.0 +1.2% $208.77 +2.4%
168 LHX L3HARRIS TECHNOLOGIES INC Industrials 17,438.0 $5.1M 0.06% +955.0 +5.8% $293.64 +6.0%
169 ETN EATON CORP PLC Industrials 16,050.0 $5.1M 0.06% +850.0 +5.6% $318.58 +19.9%
170 FSIG FIRST TR EXCHANGE-TRADED FD 263,051.0 $5.0M 0.06% +66K +33.2% $19.19 -1.8%
171 IVW ISHARES TR 40,919.0 $5.0M 0.06% +8K +26.0% $123.26 +9.1%
172 VRTX VERTEX PHARMACEUTICALS INC Healthcare 11,093.0 $5.0M 0.06% +597.0 +5.7% $453.45 -3.7%
173 CGCB CAPITAL GRP FIXED INCM ETF T 189,658.0 $5.0M 0.06% +64K +51.0% $26.52 -2.4%
174 QTEC FIRST TR EXCHANGE-TRADED FD 21,833.0 $5.0M 0.06% +184.0 +0.8% $230.29 +25.2%
175 HYMB SPDR SERIES TRUST 201,155.0 $5.0M 0.06% +38K +23.6% $24.94 -0.8%
176 MS MORGAN STANLEY Financial Services 28,220.0 $5.0M 0.06% +2K +6.0% $177.53 +8.5%
177 MUB ISHARES TR 46,595.0 $5.0M 0.06% +7K +17.6% $107.11 -1.3%
178 IEMG ISHARES INC 74,012.0 $5.0M 0.06% +10K +15.1% $67.22 +16.8%
179 JEPQ J P MORGAN EXCHANGE TRADED F 85,280.0 $5.0M 0.06% +2K +3.0% $58.12 +2.5%
180 FTXL FIRST TR EXCHANGE TRADED FD 38,221.0 $5.0M 0.06% +12K +45.0% $129.57 +77.4%
Page 9 of 33  ·  644 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.9%
Financial Services 16.2%
Industrials 12.9%
Healthcare 9.8%
Consumer Cyclical 8.9%
Consumer Defensive 7.0%
Communication Services 5.4%
Utilities 5.2%
Energy 3.7%
Basic Materials 3.1%