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Portfolio (Quarterly) Guide ↗

BENJAMIN EDWARDS INC

· CIK 0001451623
13F Portfolio $9.0B AUM 1,919 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 95 New 644 Added 450 Reduced 80 Exited
Page 5 of 5  ·  95 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 RLI RLI CORP Financial Services 3,189.0 $204K 0.00% NEW $63.98 -20.6%
82 WTRG ESSENTIAL UTILS INC Utilities 5,302.0 $203K 0.00% NEW $38.36 -3.5%
83 CSQ CALAMOS STRATEGIC TOTAL RETU Financial Services 10,591.0 $203K 0.00% NEW $19.20 +5.0%
84 UOCT INNOVATOR ETFS TRUST 5,204.0 $203K 0.00% NEW $39.04 +4.1%
85 TD TORONTO DOMINION BK ONT Financial Services 2,145.0 $202K 0.00% NEW $94.20 +14.3%
86 QBTS D-WAVE QUANTUM INC Technology 7,696.0 $201K 0.00% NEW $26.15 -22.2%
87 CVE CENOVUS ENERGY INC Energy 10,149.0 $172K 0.00% NEW $16.92 +82.2%
88 SFL SFL CORPORATION LTD Industrials 17,795.0 $139K 0.00% NEW $7.81 +59.8%
89 EIM EATON VANCE MUN BD FD Financial Services 13,583.0 $132K 0.00% NEW $9.73 -1.1%
90 NVTS NAVITAS SEMICONDUCTOR CORP Technology 15,000.0 $107K 0.00% NEW $7.14 +198.6%
91 TTI TETRA TECHNOLOGIES INC DEL Energy 11,232.0 $105K 0.00% NEW $9.37 +12.3%
92 VMO INVESCO MUN OPPORTUNITY TR Financial Services 10,789.0 $103K 0.00% NEW $9.57 -1.1%
93 HON CALL HONEYWELL INTL INC Industrials 300.0 $59K 0.00% NEW $195.09 +9.3%
94 TER CALL TERADYNE INC Technology 200.0 $39K NEW $193.56 +74.6%
95 DKNG CALL DRAFTKINGS INC NEW Consumer Cyclical 300.0 $10K NEW $34.46 -27.5%
Page 5 of 5  ·  95 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.9%
Financial Services 16.2%
Industrials 12.9%
Healthcare 9.8%
Consumer Cyclical 8.9%
Consumer Defensive 7.0%
Communication Services 5.4%
Utilities 5.2%
Energy 3.7%
Basic Materials 3.1%